| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 53,652 | 1,303,000 | 54.82% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,629 | 618,000 | 26.00% | ||
| 3 | Commonwealth Equity Services, Inc | 17,824 | 430,000 | 18.09% | ||
| 4 | ROYAL BANK OF CANADA | 600 | 14,000 | 0.59% | ||
| 5 | UBS Group AG | 398 | 10,000 | 0.42% | ||
| 6 | IFP ADVISORS, INC | 85 | 2,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
