| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,000 | 1,000 | 0.00% | PRN | |
| 2 | ROYAL BANK OF CANADA | 2,000 | 3,000 | 0.00% | PRN | |
| 3 | Index Management Solutions, LLC | 285 | 7,000 | 0.01% | ||
| 4 | AMERIPRISE FINANCIAL INC | 11,000 | 16,000 | 0.02% | PRN | |
| 5 | Brown Advisory Securities, LLC | 15,000 | 20,000 | 0.02% | PRN | |
| 6 | MORGAN STANLEY | 29,000 | 43,000 | 0.05% | PRN | |
| 7 | CITIGROUP INC | 32,000 | 48,000 | 0.06% | PRN | |
| 8 | AGF INVESTMENTS INC. | 72,000 | 108,000 | 0.13% | PRN | |
| 9 | BARCLAYS PLC | 151,000 | 225,000 | 0.26% | PRN | |
| 10 | DEUTSCHE BANK AG\ | 225,000 | 334,000 | 0.39% | PRN | |
| 11 | WELLINGTON MANAGEMENT GROUP LLP | 235,000 | 351,000 | 0.41% | PRN | |
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 4,000 | 596,000 | 0.69% | PRN | |
| 13 | Man Investments (CH) AG | 450,000 | 682,000 | 0.79% | PRN | |
| 14 | EQUITEC SPECIALISTS, LLC | 500,000 | 745,000 | 0.87% | PRN | |
| 15 | BANK OF AMERICA CORP /DE/ | 1,220,000 | 1,819,000 | 2.12% | PRN | |
| 16 | WELLS FARGO & COMPANY/MN | 1,652,000 | 2,462,000 | 2.86% | PRN | |
| 17 | OSTERWEIS CAPITAL MANAGEMENT INC | 2,720,000 | 4,055,000 | 4.72% | PRN | |
| 18 | SCOTIA CAPITAL INC. | 3,832,000 | 5,792,000 | 6.74% | ||
| 19 | CSS LLC/IL | 7,843,000 | 11,841,000 | 13.78% | PRN | |
| 20 | CAPSTONE INVESTMENT ADVISORS, LLC | 15,173,000 | 22,949,000 | 26.70% | ||
| 21 | MACKAY SHIELDS LLC | 22,644,000 | 33,852,000 | 39.39% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
