| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | D.A. DAVIDSON & CO. | 3,000 | 6,000 | 0.01% | ||
| 2 | ROYAL BANK OF CANADA | 3,000 | 6,000 | 0.01% | PRN | |
| 3 | MORGAN STANLEY | 3,000 | 7,000 | 0.01% | PRN | |
| 4 | BANK OF AMERICA CORP /DE/ | 4,000 | 9,000 | 0.01% | PRN | |
| 5 | Brown Advisory Securities, LLC | 10,000 | 22,000 | 0.02% | PRN | |
| 6 | JPMORGAN CHASE & CO | 65,000 | 146,000 | 0.16% | PRN | |
| 7 | AGF INVESTMENTS INC. | 72,000 | 162,000 | 0.18% | PRN | |
| 8 | STEAMBOAT CAPITAL PARTNERS, LLC | 100,000 | 224,000 | 0.25% | PRN | |
| 9 | BARCLAYS PLC | 102,000 | 229,000 | 0.25% | PRN | |
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 508,000 | 1,134,000 | 1.26% | PRN | |
| 11 | SCOTIA CAPITAL INC. | 1,502,000 | 3,355,000 | 3.73% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,507,000 | 3,387,000 | 3.77% | PRN | |
| 13 | OSTERWEIS CAPITAL MANAGEMENT INC | 2,220,000 | 4,989,000 | 5.55% | PRN | |
| 14 | EQUITEC SPECIALISTS, LLC | 3,519,000 | 7,909,000 | 8.80% | PRN | |
| 15 | CAPSTONE INVESTMENT ADVISORS, LLC | 7,500,000 | 16,893,000 | 18.80% | ||
| 16 | MACKAY SHIELDS LLC | 22,806,000 | 51,356,000 | 57.17% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
