| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,000 | 4,000 | 0.00% | PRN | |
| 2 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 3,000 | 12,000 | 0.01% | ||
| 3 | UBS Group AG | 3,000 | 12,000 | 0.01% | PRN | |
| 4 | ROYAL BANK OF CANADA | 9,000 | 35,000 | 0.02% | PRN | |
| 5 | Commonwealth Equity Services, Inc | 10,000 | 39,000 | 0.03% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 15,000 | 59,000 | 0.04% | PRN | |
| 7 | Brown Advisory Securities, LLC | 21,000 | 84,000 | 0.06% | PRN | |
| 8 | OPPENHEIMER ASSET MANAGEMENT INC. | 53,000 | 209,000 | 0.14% | ||
| 9 | WELLINGTON MANAGEMENT GROUP LLP | 84,000 | 331,000 | 0.23% | PRN | |
| 10 | STEAMBOAT CAPITAL PARTNERS, LLC | 100,000 | 383,000 | 0.26% | PRN | |
| 11 | WELLS FARGO & COMPANY/MN | 1,477,000 | 5,811,000 | 4.00% | PRN | |
| 12 | LORD, ABBETT & CO. LLC | 2,403,000 | 9,466,000 | 6.51% | PRN | |
| 13 | EQUITEC SPECIALISTS, LLC | 5,368,000 | 21,120,000 | 14.53% | PRN | |
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 11,684,000 | 45,995,000 | 31.65% | PRN | |
| 15 | MACKAY SHIELDS LLC | 15,679,000 | 61,750,000 | 42.50% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
