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CARDCONNECT CORP
CARDCONNECT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 59 Institutional holders with a total value of $168,057,399.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Research Global Investors 1,970,700 29,659,000 17.65%
2 Empyrean Capital Partners, LP 959,197 14,436,000 8.59%
3 TimesSquare Capital Management, LLC 922,805 13,888,000 8.26%
4 Nantahala Capital Management, LLC 675,926 10,173,000 6.05%
5 BlackRock Finance, Inc. 675,168 10,161,000 6.05%
6 FIRST TRUST CAPITAL MANAGEMENT L.P. 668,681 10,063,649 5.99%
7 RENAISSANCE TECHNOLOGIES LLC 597,640 8,994,000 5.35%
8 JET CAPITAL INVESTORS L P 538,932 8,111,000 4.83%
9 VANGUARD GROUP INC 529,866 7,974,000 4.74%
10 WATER ISLAND CAPITAL LLC 452,713 6,813,000 4.05%
11 Palestra Capital Management LLC 320,000 4,816,000 2.87%
12 MILLENNIUM MANAGEMENT LLC 317,993 4,786,000 2.85%
13 DEUTSCHE BANK AG\ 247,824 3,729,000 2.22%
14 WELLINGTON MANAGEMENT GROUP LLP 225,000 3,386,000 2.01%
15 GLAZER CAPITAL, LLC 195,782 2,947,000 1.75%
16 STATE STREET CORP 161,712 2,436,000 1.45%
17 NORTHERN TRUST CORP 158,137 2,380,000 1.42%
18 GABELLI & Co INVESTMENT ADVISERS, INC. 148,200 2,230,000 1.33%
19 Millrace Asset Group, Inc. 121,954 1,835,000 1.09%
20 OMERS ADMINISTRATION Corp 112,400 1,692,000 1.01%
21 MORGAN STANLEY 109,335 1,645,000 0.98%
22 GABELLI FUNDS LLC 107,503 1,618,000 0.96%
23 D. E. Shaw & Co., Inc. 106,377 1,601,000 0.95%
24 CREDIT SUISSE AG/ 103,185 1,553,000 0.92%
25 GEODE CAPITAL MANAGEMENT, LLC 77,227 1,162,000 0.69%
26 Walleye Trading LLC 66,805 1,005,000 0.60%
27 UBS Group AG 54,524 821,000 0.49%
28 HAVENS ADVISORS LLC 53,000 798,000 0.47%
29 VIVALDI CAPITAL MANAGEMENT, LLC 52,198 785,580 0.47%
30 TWO SIGMA INVESTMENTS, LP 44,095 664,000 0.40%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 41,144 619,000 0.37%
32 Virtu KCG Holdings LLC 39,672 597,000 0.36%
33 Bank of New York Mellon Corp 36,320 547,000 0.33%
34 TEACHERS ADVISORS, LLC 27,290 411,000 0.24%
35 Lombard Odier Asset Management (USA) Corp 25,000 376,000 0.22%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 24,700 372,000 0.22%
37 Kassirer Asset Management Corp 20,000 301,000 0.18%
38 Spark Investment Management LLC 17,220 259,000 0.15%
39 BLAIR WILLIAM & CO/IL 16,586 250,000 0.15%
40 NEW YORK STATE COMMON RETIREMENT FUND 16,400 247,000 0.15%
41 METROPOLITAN LIFE INSURANCE CO/NY 16,011 241,000 0.14%
42 RHUMBLINE ADVISERS 14,912 224,000 0.13%
43 GAMCO INVESTORS, INC. ET AL 14,750 222,000 0.13%
44 ALLIANCEBERNSTEIN L.P. 14,000 211,000 0.13%
45 DIMENSIONAL FUND ADVISORS LP 12,722 191,000 0.11%
46 JPMORGAN CHASE & CO 12,472 188,000 0.11%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 12,487 188,000 0.11%
48 AMERICAN INTERNATIONAL GROUP, INC. 9,506 143,000 0.09%
49 Nationwide Fund Advisors 8,996 135,000 0.08%
50 STRS OHIO 4,500 67,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.