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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 13 Institutional holders with a total value of $8,948,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 37,944 1,987,000 22.21%
2 Janney Montgomery Scott LLC 33,502 1,754,000 19.60%
3 RiverFront Investment Group, LLC 28,245 1,479,000 16.53%
4 JANE STREET GROUP, LLC 28,106 1,472,000 16.45%
5 LPL Financial LLC 11,205 588,000 6.57%
6 ROYAL BANK OF CANADA 10,019 525,000 5.87%
7 BB&T SECURITIES, LLC 6,452 337,000 3.77%
8 Virtu KCG Holdings LLC 6,019 315,000 3.52%
9 MSI Financial Services Inc 3,922 205,000 2.29%
10 UBS Group AG 3,441 180,000 2.01%
11 US BANCORP \DE\ 1,385 73,000 0.82%
12 BB&T INVESTMENT SERVICES, INC. 426 23,000 0.26%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 200 10,000 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.