| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Forward Management, LLC | 2,800,000 | 55,076,000 | 80.32% | ||
| 2 | Orinda Asset Management LLC | 183,584 | 3,611,000 | 5.27% | ||
| 3 | LINDEN ADVISORS LP | 173,843 | 3,420,000 | 4.99% | ||
| 4 | FMR LLC | 115,684 | 2,276,000 | 3.32% | ||
| 5 | Old West Investment Management, LLC | 64,679 | 1,271,000 | 1.85% | ||
| 6 | Crow Point Partners, LLC | 47,100 | 924,000 | 1.35% | ||
| 7 | LAZARD ASSET MANAGEMENT LLC | 43,591 | 857,000 | 1.25% | ||
| 8 | GRATIA CAPITAL, LLC | 26,500 | 521,000 | 0.76% | ||
| 9 | EQUITEC SPECIALISTS, LLC | 14,223 | 280,000 | 0.41% | ||
| 10 | UBS Group AG | 11,398 | 224,000 | 0.33% | ||
| 11 | MORGAN STANLEY | 3,130 | 62,000 | 0.09% | ||
| 12 | US BANCORP \DE\ | 2,000 | 39,000 | 0.06% | ||
| 13 | Nuveen Asset Management, LLC | 464,732 | 9,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
