| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 100 | 1,000 | 0.01% | ||
| 2 | BASSO CAPITAL MANAGEMENT, L.P. | 8,363 | 86,000 | 0.44% | ||
| 3 | Weiss Asset Management LP | 27,098 | 277,000 | 1.42% | ||
| 4 | AQR ARBITRAGE LLC | 69,000 | 706,000 | 3.61% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 90,000 | 922,000 | 4.71% | ||
| 6 | Hudson Bay Capital Management LP | 90,000 | 922,000 | 4.71% | ||
| 7 | COWEN INC. | 105,200 | 1,077,000 | 5.50% | ||
| 8 | PERISCOPE CAPITAL INC. | 168,600 | 1,726,000 | 8.82% | ||
| 9 | GLAZER CAPITAL, LLC | 370,898 | 3,798,000 | 19.41% | ||
| 10 | Polar Asset Management Partners Inc. | 480,000 | 4,915,000 | 25.12% | ||
| 11 | BOOTHBAY FUND MANAGEMENT, LLC | 501,673 | 5,137,000 | 26.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
