| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIFTH THIRD BANCORP | 1,000 | 15,000 | 0.30% | ||
| 2 | CITIGROUP INC | 1,190 | 18,000 | 0.36% | ||
| 3 | ROYAL BANK OF CANADA | 1,300 | 20,000 | 0.40% | ||
| 4 | MORGAN STANLEY | 12,231 | 185,000 | 3.70% | ||
| 5 | USCA RIA LLC | 13,645 | 206,000 | 4.12% | ||
| 6 | WELLS FARGO & COMPANY/MN | 22,885 | 346,000 | 6.92% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 67,058 | 1,013,000 | 20.26% | ||
| 8 | UBS Group AG | 95,325 | 1,440,000 | 28.79% | ||
| 9 | MACKAY SHIELDS LLC | 116,357 | 1,758,000 | 35.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.