| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 3 | 0 | 0.00% | ||
| 2 | ROYAL BANK OF CANADA | 1,300 | 19,000 | 0.37% | ||
| 3 | North Star Investment Management Corp. | 9,500 | 141,000 | 2.75% | ||
| 4 | MORGAN STANLEY | 12,231 | 182,000 | 3.55% | ||
| 5 | USCA RIA LLC | 12,731 | 190,000 | 3.71% | ||
| 6 | WELLS FARGO & COMPANY/MN | 21,216 | 316,000 | 6.17% | ||
| 7 | UBS Group AG | 84,250 | 1,254,000 | 24.47% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 84,620 | 1,260,000 | 24.59% | ||
| 9 | MACKAY SHIELDS LLC | 118,257 | 1,762,000 | 34.39% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
