| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 1,098 | 16,000 | 0.29% | ||
| 2 | ROYAL BANK OF CANADA | 1,300 | 19,000 | 0.34% | ||
| 3 | MORGAN STANLEY | 12,231 | 182,000 | 3.24% | ||
| 4 | USCA RIA LLC | 12,731 | 190,000 | 3.38% | ||
| 5 | WELLS FARGO & COMPANY/MN | 19,217 | 287,000 | 5.11% | ||
| 6 | North Star Investment Management Corp. | 19,500 | 291,000 | 5.18% | ||
| 7 | LPL Financial LLC | 20,610 | 310,000 | 5.52% | ||
| 8 | UBS Group AG | 81,137 | 1,213,000 | 21.61% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 89,552 | 1,338,000 | 23.84% | ||
| 10 | MACKAY SHIELDS LLC | 118,257 | 1,767,000 | 31.48% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
