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FLEXSHARES IBOXX 5 Yr DURATION TIPS ETF
FLEXSHARES IBOXX 5 Yr DURATION TIPS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 30 Institutional holders with a total value of $321,709,394.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tortoise Investment Management, LLC 31 1,000 0.00%
3 MSI Financial Services Inc 97 2,000 0.00%
4 MOTCO 132 3,000 0.00%
5 WASHINGTON TRUST BANK 172 4,000 0.00%
6 Transamerica Financial Advisors, LLC 242 7,000 0.00%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 280 7,000 0.00%
8 ADVISOR GROUP, INC. 377 9,000 0.00%
9 Whitnell & Co. 500 13,000 0.00%
10 DUBUQUE BANK & TRUST CO 1,000 26,000 0.01%
11 Creative Planning 1,504 39,000 0.01%
12 CITIGROUP INC 2,125 55,000 0.02%
13 ATWOOD & PALMER INC 2,892 74,000 0.02%
14 UBS Group AG 3,346 86,000 0.03%
15 JANE STREET GROUP, LLC 9,674 248,000 0.08%
16 Orion Porfolio Solutions, LLC 10,000 257,000 0.08%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 10,012 257,000 0.08%
18 Raymond James Financial Services Advisors, Inc. 15,555 399,000 0.12%
19 WOLVERINE TRADING LP /BD 22,963 587,394 0.18%
20 Lourd Capital, LLC 29,680 761,000 0.24%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,271 879,000 0.27%
22 MORGAN STANLEY 42,897 1,100,000 0.34%
23 LPL Financial LLC 49,010 1,260,000 0.39%
24 WELLS FARGO & COMPANY/MN 65,787 1,687,000 0.52%
25 NORTHERN TRUST CORP 9,327,738 2,393,000 0.74%
26 SANDERS MORRIS HARRIS INC/FA 199,818 5,126,000 1.59%
27 BANK OF AMERICA CORP /DE/ 237,652 6,096,000 1.89%
28 Evensky & Katz LLC 736,557 18,892,000 5.87%
29 RONALD BLUE & CO LLC 3,270,439 83,888,000 26.08%
30 Charles Schwab Investment Advisory, Inc. 7,701,853 197,553,000 61.41%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.