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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 51 Institutional holders with a total value of $127,991,994.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,493,353 53,806,000 42.04%
2 PATTEN & PATTEN INC/TN 309,165 11,139,000 8.70%
3 WELLS FARGO & COMPANY/MN 305,448 11,005,000 8.60%
4 BANK OF AMERICA CORP /DE/ 250,774 9,036,000 7.06%
5 Janney Montgomery Scott LLC 177,812 6,407,000 5.01%
6 NORTH STAR ASSET MANAGEMENT INC 162,752 5,864,000 4.58%
7 FCA CORP /TX 107,736 3,882,000 3.03%
8 RAYMOND JAMES & ASSOCIATES 100,537 3,622,000 2.83%
9 ROYAL BANK OF CANADA 99,587 3,588,000 2.80%
10 ORLEANS CAPITAL MANAGEMENT CORP/LA 64,250 2,315,000 1.81%
11 UBS Group AG 61,807 2,227,000 1.74%
12 BANK OF NOVA SCOTIA 56,804 2,047,000 1.60%
13 Raymond James Financial Services Advisors, Inc. 55,131 1,986,000 1.55%
14 DOLIVER ADVISORS, LP 51,357 1,850,000 1.45%
15 Point View Wealth Management, Inc. 33,947 1,223,000 0.96%
16 Stratos Wealth Partners, LTD. 21,762 784,000 0.61%
17 Commonwealth Equity Services, Inc 17,523 631,000 0.49%
18 Community Bank of Raymore 16,750 604,000 0.47%
19 Winslow, Evans & Crocker, Inc. 15,931 573,994 0.45%
20 J.P. Morgan Private Wealth Advisors LLC 15,808 570,000 0.45%
21 Patten Group, Inc. 15,065 538,000 0.42%
22 NICOLET BANKSHARES INC 14,240 513,000 0.40%
23 Cambridge Investment Research Advisors, Inc. 12,321 444,000 0.35%
24 LPL Financial LLC 11,252 405,000 0.32%
25 Institute for Wealth Management, LLC. 11,143 403,000 0.31%
26 BB&T SECURITIES, LLC 10,988 395,000 0.31%
27 WEDBUSH SECURITIES INC 8,925 322,000 0.25%
28 BANK OF MONTREAL /CAN/ 7,230 260,000 0.20%
29 Private Advisor Group, LLC 6,763 247,000 0.19%
30 NATIONAL PLANNING CORP 5,477 205,000 0.16%
31 D.A. DAVIDSON & CO. 5,350 192,000 0.15%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,477 125,000 0.10%
33 NEXT Financial Group, Inc 3,337 120,000 0.09%
34 US BANCORP \DE\ 3,188 115,000 0.09%
35 Creative Planning 3,173 114,000 0.09%
36 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2,815 101,000 0.08%
37 Advisory Services Network, LLC 2,654 96,000 0.08%
38 Plante Moran Financial Advisors, LLC 1,485 54,000 0.04%
39 People's United Financial, Inc. 1,000 36,000 0.03%
40 FIRST MANHATTAN CO. LLC. 758 27,000 0.02%
41 Oakworth Capital, Inc. 700 25,000 0.02%
42 GENEOS WEALTH MANAGEMENT INC. 505 18,000 0.01%
43 SHARKEY, HOWES & JAVER 412 15,000 0.01%
44 FIRST INTERSTATE BANK 400 14,000 0.01%
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 326 12,000 0.01%
46 V WEALTH MANAGEMENT,LLC 275 10,000 0.01%
47 JACOBI CAPITAL MANAGEMENT LLC 225 8,000 0.01%
48 Tower Research Capital LLC (TRC) 200 7,000 0.01%
49 IFP ADVISORS, INC 125 5,000 0.00%
50 CITIGROUP INC 100 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.