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TORTOISE PIPELINE & ENERGY FD
TORTOISE PIPELINE & ENERGY FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 34 Institutional holders with a total value of $54,685,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 566,118 11,005,000 20.12%
2 MORGAN STANLEY 369,225 7,178,000 13.13%
3 Advisors Asset Management, Inc. 324,270 6,304,000 11.53%
4 SIT INVESTMENT ASSOCIATES INC 231,640 4,503,000 8.23%
5 UBS Group AG 223,819 4,351,000 7.96%
6 Invesco Ltd. 166,860 3,244,000 5.93%
7 Thomas J. Herzfeld Advisors, Inc. 160,704 3,124,000 5.71%
8 Mariner, LLC 106,768 2,076,000 3.80%
9 RAYMOND JAMES & ASSOCIATES 82,582 1,605,000 2.93%
10 ROYAL BANK OF CANADA 75,536 1,469,000 2.69%
11 Freestone Capital Holdings, LLC 74,957 1,457,000 2.66%
12 FIRST TRUST ADVISORS LP 74,277 1,444,000 2.64%
13 WELLS FARGO & COMPANY/MN 46,041 895,000 1.64%
14 OPPENHEIMER & CO INC 43,395 843,000 1.54%
15 HighTower Advisors, LLC 40,535 783,000 1.43%
16 JT STRATFORD LLC 37,669 732,000 1.34%
17 AMERIPRISE FINANCIAL INC 36,048 701,000 1.28%
18 ALPINE WOODS CAPITAL INVESTORS, LLC 36,000 700,000 1.28%
19 CAVALIER INVESTMENTS, LLC 25,174 489,000 0.89%
20 LINCOLN NATIONAL CORP 14,352 279,000 0.51%
21 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 13,000 253,000 0.46%
22 RB CAPITAL MANAGEMENT, LLC 12,036 234,000 0.43%
23 BANK OF AMERICA CORP /DE/ 10,831 211,000 0.39%
24 Cambridge Investment Research Advisors, Inc. 10,771 209,000 0.38%
25 ADVISOR GROUP, INC. 9,204 179,000 0.33%
26 Hirtle Callaghan & Co LLC 5,378 105,000 0.19%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,923 76,000 0.14%
28 Liberty Capital Management, Inc. 4,000 76,000 0.14%
29 IFP ADVISORS, INC 2,930 57,000 0.10%
30 WFG Advisors, LP 2,000 39,000 0.07%
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,134 22,000 0.04%
32 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 1,020 19,000 0.03%
33 D.A. DAVIDSON & CO. 700 13,000 0.02%
34 PNC FINANCIAL SERVICES GROUP, INC. 500 10,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.