Dark
Light
System
Security
GAIA INCORPORATED NEW CLASS A
GAIA INCORPORATED NEW CLASS A. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 56 Institutional holders with a total value of $46,875,789.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 20 0 0.00%
2 BARCLAYS PLC 36 0 0.00%
3 BNP PARIBAS FINANCIAL MARKETS 24 239 0.00%
4 ROYAL BANK OF CANADA 113 1,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 202 2,000 0.00%
6 UBS Group AG 186 2,000 0.00%
7 BELLWETHER INVESTMENT GROUP, LLC 400 4,000 0.01%
8 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 450 4,000 0.01%
9 CUTLER GROUP LLC / CA 600 5,000 0.01%
10 Ameritas Investment Partners, Inc. 1,050 10,000 0.02%
11 Legal & General Group Plc 1,119 11,000 0.02%
12 BANK OF AMERICA CORP /DE/ 1,513 15,000 0.03%
13 GROUP ONE TRADING LLC 2,200 22,000 0.05%
14 AMERICAN INTERNATIONAL GROUP, INC. 4,168 41,000 0.09%
15 CITIGROUP INC 4,593 46,000 0.10%
16 JPMORGAN CHASE & CO 4,683 47,000 0.10%
17 Tower Research Capital LLC (TRC) 5,161 51,000 0.11%
18 Nationwide Fund Advisors 5,782 58,000 0.12%
19 BRONFMAN E.L. ROTHSCHILD, L.P. 6,321 63,000 0.13%
20 TEACHERS ADVISORS, LLC 7,340 73,000 0.16%
21 WELLS FARGO & COMPANY/MN 7,707 77,000 0.16%
22 WEBER ALAN W 9,000 89,550 0.19%
23 MORGAN STANLEY 9,572 95,000 0.20%
24 Zurcher Kantonalbank (Zurich Cantonalbank) 10,545 105,000 0.22%
25 RHUMBLINE ADVISERS 11,679 116,000 0.25%
26 NEW YORK STATE COMMON RETIREMENT FUND 12,201 121,000 0.26%
27 Compagnie Lombard Odier SCmA 12,250 122,000 0.26%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 12,320 123,000 0.26%
29 Invesco Ltd. 13,245 132,000 0.28%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 14,050 140,000 0.30%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 19,900 199,000 0.42%
32 SILVER CAPITAL MANAGEMENT LLC 21,056 210,000 0.45%
33 PRUDENTIAL FINANCIAL INC 22,360 222,000 0.47%
34 Bank of New York Mellon Corp 22,633 225,000 0.48%
35 DEUTSCHE BANK AG\ 23,546 232,000 0.49%
36 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 24,559 244,000 0.52%
37 GOLDMAN SACHS GROUP INC 31,527 314,000 0.67%
38 STIFEL FINANCIAL CORP 32,650 325,000 0.69%
39 STRS OHIO 34,700 345,000 0.74%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 50,305 501,000 1.07%
41 GSA CAPITAL PARTNERS LLP 80,090 797,000 1.70%
42 STATE STREET CORP 81,599 812,000 1.73%
43 GEODE CAPITAL MANAGEMENT, LLC 98,783 982,000 2.09%
44 BRIDGEWAY CAPITAL MANAGEMENT, LLC 104,500 1,040,000 2.22%
45 ROYCE & ASSOCIATES LP 108,500 1,080,000 2.30%
46 NORTHERN TRUST CORP 110,591 1,100,000 2.35%
47 TCW GROUP INC 117,837 1,172,000 2.50%
48 DIMENSIONAL FUND ADVISORS LP 127,297 1,267,000 2.70%
49 Boston Partners 134,761 1,341,000 2.86%
50 Adirondack Research & Management Inc. 203,064 2,020,000 4.31%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.