| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | Tower Research Capital LLC (TRC) | 800 | 12,000 | 0.68% | ||
| 3 | ROYAL BANK OF CANADA | 1,000 | 16,000 | 0.90% | ||
| 4 | PNC FINANCIAL SERVICES GROUP, INC. | 1,499 | 23,000 | 1.30% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,108 | 33,000 | 1.86% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,426 | 38,000 | 2.15% | ||
| 7 | US BANCORP \DE\ | 4,050 | 63,000 | 3.56% | ||
| 8 | UBS Group AG | 12,063 | 188,000 | 10.62% | ||
| 9 | MORGAN STANLEY | 14,508 | 226,000 | 12.77% | ||
| 10 | LPL Financial LLC | 33,296 | 508,000 | 28.70% | ||
| 11 | Commonwealth Equity Services, Inc | 42,485 | 663,000 | 37.46% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
