| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% | ||
| 2 | Tower Research Capital LLC (TRC) | 800 | 12,000 | 0.79% | ||
| 3 | ROYAL BANK OF CANADA | 1,000 | 15,000 | 0.99% | ||
| 4 | PNC FINANCIAL SERVICES GROUP, INC. | 1,499 | 22,000 | 1.45% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,108 | 32,000 | 2.10% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,650 | 55,000 | 3.62% | ||
| 7 | US BANCORP \DE\ | 4,050 | 61,000 | 4.01% | ||
| 8 | LPL Financial LLC | 12,295 | 185,000 | 12.16% | ||
| 9 | UBS Group AG | 14,205 | 213,000 | 14.00% | ||
| 10 | MORGAN STANLEY | 15,873 | 238,000 | 15.65% | ||
| 11 | Commonwealth Equity Services, Inc | 45,845 | 688,000 | 45.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
