| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | ROYAL BANK OF CANADA | 1,000 | 13,000 | 0.65% | ||
| 3 | PNC FINANCIAL SERVICES GROUP, INC. | 2,899 | 37,000 | 1.84% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 3,455 | 44,000 | 2.19% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,706 | 47,000 | 2.34% | ||
| 6 | US BANCORP \DE\ | 4,050 | 52,000 | 2.59% | ||
| 7 | UBS Group AG | 10,306 | 132,000 | 6.58% | ||
| 8 | AMERIPRISE FINANCIAL INC | 11,113 | 142,000 | 7.08% | ||
| 9 | MORGAN STANLEY | 12,208 | 156,000 | 7.77% | ||
| 10 | Virtu KCG Holdings LLC | 13,170 | 169,000 | 8.42% | ||
| 11 | LPL Financial LLC | 14,179 | 182,000 | 9.07% | ||
| 12 | DOLIVER ADVISORS, LP | 17,162 | 219,000 | 10.91% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 17,516 | 223,000 | 11.11% | ||
| 14 | Commonwealth Equity Services, Inc | 46,307 | 591,000 | 29.45% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
