| 1 |
1607 Capital Partners, LLC |
1,463,609 |
13,421,000 |
44.35% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
532,263 |
4,881,000 |
16.13% |
|
|
| 3 |
Karpus Management, Inc. |
501,645 |
4,600,000 |
15.20% |
|
|
| 4 |
Shaker Financial Services, LLC |
276,557 |
2,536,000 |
8.38% |
|
|
| 5 |
SII INVESTMENTS INC/WI |
242,676 |
2,210,000 |
7.30% |
|
|
| 6 |
Saba Capital Management, L.P. |
45,222 |
415,000 |
1.37% |
|
|
| 7 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
37,732 |
346,000 |
1.14% |
|
|
| 8 |
GABELLI FUNDS LLC |
31,977 |
293,000 |
0.97% |
|
|
| 9 |
BRINKER CAPITAL INC |
30,458 |
279,000 |
0.92% |
|
|
| 10 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
28,396 |
261,000 |
0.86% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
21,341 |
196,000 |
0.65% |
|
|
| 12 |
MORGAN STANLEY |
19,746 |
181,000 |
0.60% |
|
|
| 13 |
RELATIVE VALUE PARTNERS GROUP, LLC |
15,100 |
138,000 |
0.46% |
|
|
| 14 |
CITIGROUP INC |
13,247 |
121,000 |
0.40% |
|
|
| 15 |
S&CO INC |
10,880 |
100,000 |
0.33% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
9,258 |
85,000 |
0.28% |
|
|
| 17 |
ROYAL BANK OF CANADA |
7,449 |
68,000 |
0.22% |
|
|
| 18 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,258 |
40,000 |
0.13% |
|
|
| 19 |
North Star Investment Management Corp. |
3,085 |
28,000 |
0.09% |
|
|
| 20 |
Creative Planning |
2,541 |
23,000 |
0.08% |
|
|
| 21 |
UBS Group AG |
1,753 |
17,000 |
0.06% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
1,037 |
10,000 |
0.03% |
|
|
| 23 |
DELTA ASSET MANAGEMENT LLC/TN |
562 |
5,000 |
0.02% |
|
|
| 24 |
Focused Wealth Management, Inc |
405 |
4,000 |
0.01% |
|
|
| 25 |
Community Bank, N.A. |
406 |
4,000 |
0.01% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
2 |
0 |
0.00% |
|
|
