| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 51 | 1,000 | 0.00% | ||
| 2 | Creative Planning | 350 | 5,000 | 0.01% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 600 | 8,000 | 0.01% | ||
| 4 | TCI Wealth Advisors, Inc. | 625 | 9,000 | 0.02% | ||
| 5 | JPMORGAN CHASE & CO | 598 | 9,000 | 0.02% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 934 | 13,000 | 0.02% | ||
| 7 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,000 | 14,000 | 0.02% | ||
| 8 | BRUDERMAN ASSET MANAGEMENT, LLC | 1,000 | 14,000 | 0.02% | ||
| 9 | HOWE & RUSLING INC | 1,000 | 14,000 | 0.02% | ||
| 10 | ROYAL BANK OF CANADA | 1,800 | 26,000 | 0.05% | ||
| 11 | UBS Group AG | 2,047 | 30,000 | 0.05% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,227 | 32,000 | 0.06% | ||
| 13 | DELTA ASSET MANAGEMENT LLC/TN | 9,925 | 143,000 | 0.25% | ||
| 14 | SEGALL BRYANT & HAMILL, LLC | 12,000 | 173,000 | 0.31% | ||
| 15 | IFP ADVISORS, INC | 13,245 | 191,000 | 0.34% | ||
| 16 | SII INVESTMENTS INC/WI | 18,450 | 267,000 | 0.47% | ||
| 17 | CITIGROUP INC | 21,412 | 309,000 | 0.55% | ||
| 18 | LPL Financial LLC | 21,502 | 311,000 | 0.55% | ||
| 19 | Oxbow Advisors, LLC | 48,609 | 701,000 | 1.24% | ||
| 20 | MORGAN STANLEY | 96,018 | 1,385,000 | 2.46% | ||
| 21 | ICON ADVISERS INC/CO | 318,950 | 4,602,000 | 8.16% | ||
| 22 | SIT INVESTMENT ASSOCIATES INC | 432,011 | 6,234,000 | 11.06% | ||
| 23 | 1607 Capital Partners, LLC | 734,742 | 10,602,000 | 18.81% | ||
| 24 | WELLS FARGO & COMPANY/MN | 760,697 | 10,976,000 | 19.47% | ||
| 25 | Karpus Management, Inc. | 1,406,842 | 20,301,000 | 36.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
