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BARINGS CORPORATE INVS
BARINGS CORPORATE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 41 Institutional holders with a total value of $22,849,524.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 152 2,000 0.01%
2 GENEOS WEALTH MANAGEMENT INC. 320 4,000 0.02%
3 FIFTH THIRD BANCORP 481 7,000 0.03%
4 THOMPSON SIEGEL & WALMSLEY LLC 600 9,000 0.04%
5 Archford Capital Strategies, LLC 600 9,000 0.04%
6 CITIGROUP INC 600 9,000 0.04%
7 TRUST CO OF VERMONT 888 14,000 0.06%
8 PNC FINANCIAL SERVICES GROUP, INC. 1,070 16,000 0.07%
9 PITTENGER & ANDERSON INC 2,000 31,000 0.14%
10 Clearbridge Investments, LLC 2,267 35,000 0.15%
11 ADVISOR GROUP, INC. 2,450 38,000 0.17%
12 GLEN EAGLE ADVISORS, LLC 2,517 38,689 0.17%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,799 43,000 0.19%
14 MassMutual Private Wealth & Trust, FSB 3,500 53,445 0.23%
15 IFP ADVISORS, INC 4,531 69,000 0.30%
16 ROYAL BANK OF CANADA 7,017 107,000 0.47%
17 WELLS FARGO & COMPANY/MN 8,381 128,000 0.56%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,600 131,000 0.57%
19 Klingman & Associates, LLC 10,703 163,000 0.71%
20 LPL Financial LLC 12,651 194,000 0.85%
21 US BANCORP \DE\ 14,156 216,000 0.95%
22 ST GERMAIN D J CO INC 14,961 228,000 1.00%
23 RAYMOND JAMES & ASSOCIATES 15,618 238,000 1.04%
24 WEDBUSH SECURITIES INC 19,240 294,000 1.29%
25 Bank of New York Mellon Corp 25,800 394,000 1.72%
26 Commonwealth Equity Services, Inc 35,585 543,000 2.38%
27 Cambridge Investment Research Advisors, Inc. 42,181 644,000 2.82%
28 Greenwich Investment Management, Inc. 43,104 658,000 2.88%
29 FRANKLIN RESOURCES INC 43,300 661,000 2.89%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 45,408 693,000 3.03%
31 MUFG Americas Holdings Corp 54,208 828,000 3.62%
32 DAVENPORT & Co LLC 54,418 842,390 3.69%
33 MORGAN STANLEY 63,756 973,000 4.26%
34 Creative Planning 69,530 1,062,000 4.65%
35 TSP Capital Management Group, LLC 98,541 1,505,000 6.59% PRN
36 OPPENHEIMER & CO INC 98,725 1,507,000 6.60%
37 UBS Group AG 106,276 1,623,000 7.10%
38 BANK OF AMERICA CORP /DE/ 109,751 1,676,000 7.33%
39 Sky Investment Group LLC 132,395 2,022,000 8.85%
40 HARVEST CAPITAL MANAGEMENT INC 165,108 2,521,000 11.03%
41 Curbstone Financial Management Corp 171,561 2,620,000 11.47%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.