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INTERCONTINENTAL EXCHANGE IN
INTERCONTINENTAL EXCHANGE IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 663 Institutional holders with a total value of $27,566,478,900.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE ASSET MANAGEMENT LLC 9 0 0.00% Put
2 Pinnacle Summer Investments, Inc. 3 1,000 0.00%
3 Orion Porfolio Solutions, LLC 2 1,000 0.00%
4 ROPES WEALTH ADVISORS LLC 4 1,000 0.00%
5 CUTLER GROUP LLC / CA 600 1,000 0.00% Put
6 Endurance Wealth Management, Inc. 8 2,000 0.00%
7 ARROW FINANCIAL CORP 8 2,000 0.00%
8 Tortoise Investment Management, LLC 8 2,000 0.00%
9 GUPTA WEALTH MANAGEMENT LLC 9 2,000 0.00%
10 DELPHI PRIVATE ADVISORS LLC 6 2,000 0.00%
11 MARK SHEPTOFF FINANCIAL PLANNING, LLC 6 2,000 0.00%
12 KANALY TRUST CO 7 2,000 0.00%
13 SRH ADVISORS, LLC 7 2,000 0.00%
14 Winslow, Evans & Crocker, Inc. 10 2,564 0.00%
15 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 10 3,000 0.00%
16 Lenox Wealth Advisors, LLC 10 3,000 0.00%
17 Allworth Financial LP 10 3,000 0.00%
18 WEALTHPLAN PARTNERS, LLC 39 3,337 0.00%
19 Cornerstone Advisors, Inc. 15 4,000 0.00%
20 Kavar Capital Partners, LLC 19 4,000 0.00%
21 HighTower Advisors, LLC 2,000 4,000 0.00% Put
22 First Horizon Advisors, Inc. 20 5,000 0.00%
23 VALLEY NATIONAL ADVISERS INC 19 5,000 0.00%
24 WOLVERINE ASSET MANAGEMENT LLC 22 5,000 0.00%
25 WFG Advisors, LP 20 5,000 0.00%
26 WealthTrust-Arizona, LLC 21 5,000 0.00%
27 THOMPSON SIEGEL & WALMSLEY LLC 19 5,000 0.00%
28 INVICTUS RG 22 6,000 0.00%
29 Sunbelt Securities, Inc. 25 6,406 0.00%
30 Patten Group, Inc. 27 6,919 0.00%
31 ENTERPRISE FINANCIAL SERVICES CORP 26 7,000 0.00%
32 TD Securities (USA) LLC 27 7,000 0.00%
33 FARMERS & MERCHANTS INVESTMENTS INC 26 7,000 0.00%
34 PROFICIO CAPITAL PARTNERS LLC 32 8,000 0.00%
35 KRILOGY FINANCIAL LLC 30 8,000 0.00%
36 FORTALEZA ASSET MANAGEMENT INC/ 30 8,000 0.00%
37 Bluefin Trading, LLC 160,600 8,000 0.00% Call
38 DUBUQUE BANK & TRUST CO 36 9,000 0.00%
39 Global X Management CO LLC 39 10,000 0.00%
40 Advisory Services Network, LLC 40 10,000 0.00%
41 TCI Wealth Advisors, Inc. 39 10,000 0.00%
42 ASSET DEDICATION, LLC 42 11,000 0.00%
43 Cable Hill Partners, LLC 40 11,000 0.00%
44 Archford Capital Strategies, LLC 46 12,000 0.00%
45 SIGNATUREFD, LLC 47 12,000 0.00%
46 Hudock, Inc. 48 12,000 0.00%
47 Hoxton Financial, Inc. 56 14,000 0.00%
48 BALENTINE LLC 57 15,000 0.00%
49 VERSANT CAPITAL MANAGEMENT, INC 60 15,000 0.00%
50 PAYDEN & RYGEL 62 16,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.