| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DAFNA Capital Management LLC | 600,000 | 372,000 | 1.21% | PRN | |
| 2 | GEODE CAPITAL MANAGEMENT, LLC | 1,000,000 | 590,000 | 1.92% | PRN | |
| 3 | Telemetry Investments, L.L.C. | 1,000,000 | 590,000 | 1.92% | PRN | |
| 4 | Bruce & Co., Inc. | 2,000,000 | 1,190,000 | 3.88% | PRN | |
| 5 | DEUTSCHE BANK AG\ | 3,000,000 | 1,770,000 | 5.76% | PRN | |
| 6 | BAKER BROS. ADVISORS LP | 5,000,000 | 3,008,000 | 9.80% | PRN | |
| 7 | ORBIMED ADVISORS LLC | 7,000,000 | 4,433,000 | 14.44% | PRN | |
| 8 | KINGDON CAPITAL MANAGEMENT, L.L.C. | 9,700,000 | 5,723,000 | 18.64% | ||
| 9 | CITADEL ADVISORS LLC | 10,500,000 | 6,476,000 | 21.09% | PRN | |
| 10 | Tetragon Partners GP Ltd | 10,200,000 | 6,557,000 | 21.35% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
