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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 13 Institutional holders with a total value of $15,171,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 31 1,000 0.01%
2 UBS Group AG 125 4,000 0.03%
3 ADVISOR GROUP, INC. 3,697 107,000 0.71%
4 BENJAMIN F. EDWARDS & COMPANY, INC. 4,397 127,000 0.84%
5 BB&T INVESTMENT SERVICES, INC. 15,410 443,000 2.92%
6 ROYAL BANK OF CANADA 19,043 549,000 3.62%
7 Virtu KCG Holdings LLC 24,807 715,000 4.71%
8 Koshinski Asset Management, Inc. 27,866 803,000 5.29%
9 JANE STREET GROUP, LLC 33,187 956,000 6.30%
10 Prospera Financial Services Inc 41,935 1,197,000 7.89%
11 RiverFront Investment Group, LLC 104,101 2,999,000 19.77%
12 Janney Montgomery Scott LLC 114,537 3,300,000 21.75%
13 BB&T SECURITIES, LLC 137,814 3,970,000 26.17%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.