| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% | ||
| 2 | ADVISOR GROUP, INC. | 302 | 3,000 | 0.02% | ||
| 3 | US BANCORP \DE\ | 1,000 | 10,000 | 0.07% | ||
| 4 | HUNTINGTON NATIONAL BANK | 1,000 | 10,000 | 0.07% | PRN | |
| 5 | MORGAN STANLEY | 1,122 | 11,000 | 0.08% | ||
| 6 | ROYAL BANK OF CANADA | 3,000 | 29,000 | 0.21% | ||
| 7 | UBS Group AG | 3,456 | 33,000 | 0.24% | ||
| 8 | EDMOND DE ROTHSCHILD HOLDING S.A. | 4,200 | 40,000 | 0.29% | ||
| 9 | Point View Wealth Management, Inc. | 10,779 | 104,000 | 0.75% | ||
| 10 | BlackRock Finance, Inc. | 13,775 | 133,000 | 0.96% | ||
| 11 | Karpus Management, Inc. | 18,312 | 177,000 | 1.27% | ||
| 12 | DOLIVER ADVISORS, LP | 19,832 | 191,000 | 1.37% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 24,817 | 239,000 | 1.72% | ||
| 14 | Weiss Asset Management LP | 51,637 | 495,000 | 3.56% | ||
| 15 | Bulldog Investors, LLP | 54,207 | 523,000 | 3.76% | ||
| 16 | CITIGROUP INC | 65,882 | 632,000 | 4.54% | ||
| 17 | CREDIT SUISSE AG/ | 100,000 | 964,000 | 6.92% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 116,973 | 1,127,000 | 8.09% | ||
| 19 | CSS LLC/IL | 130,569 | 1,258,000 | 9.03% | ||
| 20 | DESCHUTES PORTFOLIO STRATEGY, LLC | 150,200 | 1,448,000 | 10.40% | ||
| 21 | K2 PRINCIPAL FUND, L.P. | 177,872 | 1,715,000 | 12.32% | ||
| 22 | Ionic Capital Management LLC | 235,782 | 2,273,000 | 16.32% | ||
| 23 | Yakira Capital Management, Inc. | 260,264 | 2,509,000 | 18.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
