| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 29 | 1,000 | 0.00% | ||
| 2 | BARCLAYS PLC | 124 | 2,000 | 0.00% | ||
| 3 | Tower Research Capital LLC (TRC) | 238 | 4,000 | 0.01% | ||
| 4 | US BANCORP \DE\ | 798 | 14,000 | 0.02% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,230 | 40,000 | 0.07% | ||
| 6 | CITIGROUP INC | 4,899 | 88,000 | 0.14% | ||
| 7 | ROYAL BANK OF CANADA | 10,109 | 181,000 | 0.29% | ||
| 8 | CSS LLC/IL | 11,080 | 198,000 | 0.32% | ||
| 9 | WELLS FARGO & COMPANY/MN | 11,393 | 203,000 | 0.33% | ||
| 10 | UBS AG | 15,644 | 279,000 | 0.45% | ||
| 11 | BNP PARIBAS FINANCIAL MARKETS | 20,400 | 368,832 | 0.60% | ||
| 12 | Invesco Ltd. | 49,779 | 889,000 | 1.45% | ||
| 13 | Grantham, Mayo, Van Otterloo & Co. LLC | 90,150 | 1,610,000 | 2.62% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 128,169 | 2,289,000 | 3.73% | ||
| 15 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 152,322 | 2,720,000 | 4.43% | ||
| 16 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 158,058 | 2,823,000 | 4.60% | ||
| 17 | MORGAN STANLEY | 177,046 | 3,162,000 | 5.15% | ||
| 18 | FIRST MANHATTAN CO. LLC. | 223,935 | 3,999,000 | 6.51% | ||
| 19 | Yakira Capital Management, Inc. | 269,646 | 4,816,000 | 7.84% | ||
| 20 | ICON ADVISERS INC/CO | 410,348 | 7,329,000 | 11.93% | ||
| 21 | Relative Value Partners, LLC | 690,434 | 12,331,000 | 20.08% | ||
| 22 | Karpus Management, Inc. | 1,011,655 | 18,068,000 | 29.42% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
