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Kate Spade & Co
Kate Spade & Co. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 224 Institutional holders with a total value of $2,564,717,134.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Plante Moran Financial Advisors, LLC 20 0 0.00%
2 NEXT Financial Group, Inc 100 1,000 0.00%
3 WFG Advisors, LP 70 1,000 0.00%
4 SYNOVUS FINANCIAL CORP 30 1,000 0.00%
5 ZIONS BANCORPORATION 55 1,000 0.00%
6 Cable Hill Partners, LLC 61 2,000 0.00%
7 SONORA INVESTMENT MANAGEMENT, LLC 211 4,000 0.00%
8 HOWE & RUSLING INC 200 4,000 0.00%
9 Weaver C. Barksdale & Associates, Inc. 253 5,000 0.00%
10 Winch Advisory Services, LLC 375 7,000 0.00%
11 VIRTUS CAPITAL ADVISERS, LLC 365 7,000 0.00%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 436 8,000 0.00%
13 THOMPSON DAVIS & CO., INC. 500 10,000 0.00%
14 GLENMEDE TRUST CO NA 600 11,000 0.00%
15 WEALTHFRONT CORP 655 13,000 0.00%
16 Parallax Volatility Advisers, L.P. 700 13,000 0.00% Call
17 Gemmer Asset Management LLC 712 14,000 0.00%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 698 14,000 0.00%
19 FIRST MANHATTAN CO. LLC. 1,000 19,000 0.00%
20 HUNTINGTON NATIONAL BANK 1,012 19,000 0.00%
21 Spot Trading L.L.C 1,200 23,000 0.00% Call
22 Zurcher Kantonalbank (Zurich Cantonalbank) 1,290 25,000 0.00%
23 KINGS POINT CAPITAL MANAGEMENT 3,000 57,000 0.00%
24 QUADRANT CAPITAL GROUP LLC 3,004 57,000 0.00%
25 FIFTH THIRD BANCORP 3,425 65,000 0.00%
26 Estabrook Capital Management 3,467 66,254 0.00%
27 Advisors Asset Management, Inc. 3,600 69,000 0.00%
28 Creative Planning 3,706 71,000 0.00%
29 US BANCORP \DE\ 3,670 71,000 0.00%
30 Jump Trading, LLC 54 73,000 0.00% Call
31 RUSSELL FRANK CO/ 4,014 77,000 0.00%
32 Jump Trading, LLC 6,083 82,000 0.00%
33 LS Investment Advisors, LLC 4,319 83,000 0.00%
34 MYCIO WEALTH PARTNERS, LLC 5,010 96,000 0.00%
35 SIMPLEX TRADING, LLC 5,546 105,000 0.00%
36 Point72 Hong Kong Ltd 5,610 107,000 0.00%
37 Quantbot Technologies LP 5,825 111,000 0.00%
38 SG Americas Securities, LLC 6,015 115,000 0.00%
39 Jump Trading, LLC 94 127,000 0.00% Put
40 RIVERHEAD CAPITAL MANAGEMENT LLC 6,700 128,000 0.00%
41 CLEARBRIDGE, LLC 8,000 153,000 0.01%
42 PNC FINANCIAL SERVICES GROUP, INC. 8,402 160,000 0.01%
43 FIRST MERCANTILE TRUST CO 8,900 170,000 0.01%
44 Geduld E E 10,000 191,000 0.01%
45 Hodges Capital Management Inc. 10,050 192,000 0.01%
46 Legal & General Group Plc 10,023 192,000 0.01%
47 HSBC HOLDINGS PLC 10,138 194,000 0.01%
48 OFI Advisors LLC 10,311 197,000 0.01%
49 GUGGENHEIM CAPITAL LLC 10,431 200,000 0.01%
50 SEI INVESTMENTS CO 10,484 201,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.