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GALENA BIOPHARMA INCORPORATED COM NEW
GALENA BIOPHARMA INCORPORATED COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 70 Institutional holders with a total value of $5,519,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,377 0 0.00%
2 Brick & Kyle, Associates 37 0 0.00%
3 Creative Planning 490 0 0.00%
4 VALLEY NATIONAL ADVISERS INC 128 0 0.00%
5 FIFTH THIRD BANCORP 37 0 0.00%
6 STRS OHIO 365 0 0.00%
7 CWM, LLC 25 0 0.00%
8 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 1,125 0 0.00%
9 CITIGROUP INC 100 0 0.00% Put
10 CUTLER GROUP LLC / CA 1,000 0 0.00%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 274 0 0.00%
12 ADVISOR GROUP, INC. 762 0 0.00%
13 WELLS FARGO & COMPANY/MN 11,500 0 0.00% Call
14 IFP ADVISORS, INC 112 0 0.00%
15 ROYAL BANK OF CANADA 1,980 1,000 0.02%
16 Legal & General Group Plc 1,160 1,000 0.02%
17 MEEDER ASSET MANAGEMENT INC 1,481 1,000 0.02%
18 Winfield Associates, Inc. 3,000 2,000 0.04%
19 QUADRANT CAPITAL GROUP LLC 5,094 3,000 0.05%
20 Spot Trading L.L.C 5,000 3,000 0.05%
21 CITIGROUP INC 5,136 3,000 0.05%
22 AMERICAN INTERNATIONAL GROUP, INC. 5,701 3,000 0.05%
23 Nationwide Fund Advisors 5,985 4,000 0.07%
24 Spot Trading L.L.C 7,500 5,000 0.09% Put
25 BANK OF AMERICA CORP /DE/ 8,024 5,000 0.09%
26 NEW YORK STATE COMMON RETIREMENT FUND 7,395 5,000 0.09%
27 PRELUDE CAPITAL MANAGEMENT, LLC 7,800 5,000 0.09%
28 BARCLAYS PLC 11,559 7,000 0.13%
29 TWO SIGMA SECURITIES, LLC 12,886 8,000 0.14%
30 VAUGHAN DAVID INVESTMENTS LLC/IL 13,002 8,000 0.14%
31 GUGGENHEIM CAPITAL LLC 13,128 8,000 0.14%
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13,250 9,000 0.16%
33 Mariner, LLC 15,150 9,000 0.16%
34 WOLVERINE TRADING LP /BD 18,300 12,000 0.22% Put
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,498 13,000 0.24%
36 Nine Chapters Capital Management LLC 21,000 13,000 0.24%
37 JPMORGAN CHASE & CO 21,228 13,000 0.24%
38 UBS Group AG 22,714 14,000 0.25%
39 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 23,582 14,000 0.25%
40 WELLS FARGO & COMPANY/MN 24,151 14,000 0.25%
41 EQUITEC SPECIALISTS, LLC 22,500 14,000 0.25% Put
42 CITIGROUP INC 23,400 14,000 0.25% Call
43 TEACHERS ADVISORS, LLC 26,410 16,000 0.29%
44 Virtu KCG Holdings LLC 28,820 18,000 0.33%
45 TIAA CREF INVESTMENT MANAGEMENT LLC 31,826 19,000 0.34%
46 Bank of New York Mellon Corp 40,513 25,000 0.45%
47 DAFNA Capital Management LLC 46,145 28,000 0.51%
48 CREDIT SUISSE AG/ 54,985 33,000 0.60%
49 Tower Research Capital LLC (TRC) 55,949 34,000 0.62%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 64,032 39,000 0.71%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.