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SMART SAND INC COM
SMART SAND INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 93 Institutional holders with a total value of $198,636,871.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TORTOISE CAPITAL ADVISORS, L.L.C. 29 0 0.00%
2 MEEDER ASSET MANAGEMENT INC 218 2,000 0.00%
3 BANK OF AMERICA CORP /DE/ 385 3,000 0.00%
4 NewEdge Advisors, LLC 500 3,595 0.00%
5 PNC FINANCIAL SERVICES GROUP, INC. 622 6,000 0.00%
6 Ameritas Investment Partners, Inc. 979 9,000 0.00%
7 BRONFMAN E.L. ROTHSCHILD, L.P. 1,090 10,000 0.01%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,100 10,000 0.01%
9 PARALLEL ADVISORS, LLC 2,700 18,000 0.01%
10 IFP ADVISORS, INC 2,145 19,000 0.01%
11 BNP PARIBAS FINANCIAL MARKETS 2,271 20,235 0.01%
12 Quantbot Technologies LP 2,358 21,000 0.01%
13 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,687 23,941 0.01%
14 Clearbridge Investments, LLC 3,101 28,000 0.01%
15 ADVISOR GROUP, INC. 4,000 36,000 0.02%
16 Legal & General Group Plc 4,794 42,000 0.02%
17 BARCLAYS PLC 5,926 53,000 0.03%
18 NumerixS Investment Technologies Inc 9,500 85,000 0.04%
19 MILLER VALUE PARTNERS, LLC 10,000 89,000 0.04%
20 US BANCORP \DE\ 10,563 94,000 0.05%
21 YORKVILLE CAPITAL MANAGEMENT, LLC 10,655 95,000 0.05%
22 ROYAL BANK OF CANADA 11,436 101,000 0.05%
23 NEW YORK STATE COMMON RETIREMENT FUND 12,000 107,000 0.05%
24 AMERICAN INTERNATIONAL GROUP, INC. 13,564 121,000 0.06%
25 Gotham Asset Management, LLC 15,955 142,000 0.07%
26 KELLEHER FINANCIAL ADVISORS 16,510 147,000 0.07%
27 HIGHBRIDGE CAPITAL MANAGEMENT LLC 17,208 154,000 0.08%
28 Hawkins Capital L.P. 18,000 160,000 0.08%
29 CREDIT SUISSE AG/ 18,065 161,000 0.08%
30 D. E. Shaw & Co., Inc. 20,780 185,000 0.09%
31 BANK OF MONTREAL /CAN/ 20,904 186,000 0.09%
32 LPL Financial LLC 21,028 187,000 0.09%
33 RHUMBLINE ADVISERS 21,979 196,000 0.10%
34 Creative Planning 22,100 197,000 0.10%
35 MYCIO WEALTH PARTNERS, LLC 22,500 200,000 0.10%
36 ALLIANCEBERNSTEIN L.P. 24,400 217,000 0.11%
37 Nationwide Fund Advisors 28,273 252,000 0.13%
38 Winslow, Evans & Crocker, Inc. 30,725 281,100 0.14%
39 PARAMETRIC PORTFOLIO ASSOCIATES LLC 32,621 291,000 0.15%
40 MILLENNIUM MANAGEMENT LLC 37,571 335,000 0.17%
41 Airain ltd 38,114 340,000 0.17%
42 TEACHERS ADVISORS, LLC 38,146 340,000 0.17%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 38,700 345,000 0.17%
44 Trexquant Investment LP 57,865 516,000 0.26%
45 BAMCO INC /NY/ 66,600 593,000 0.30%
46 NATIXIS ADVISORS, LLC 71,332 635,000 0.32%
47 Energy Opportunities Capital Management, LLC 74,219 661,000 0.33%
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 75,278 671,000 0.34%
49 Bank of New York Mellon Corp 77,133 688,000 0.35%
50 QUADRATURE CAPITAL LTD 86,245 768,000 0.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.