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OBALON THERAPEUTICS INC
OBALON THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 56 Institutional holders with a total value of $76,624,951.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 INTERWEST VENTURE MANAGEMENT CO 2,453,338 26,226,000 34.23%
2 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 625,729 6,689,000 8.73%
3 TAMARACK ADVISERS, LP 565,912 6,050,000 7.90%
4 KORNITZER CAPITAL MANAGEMENT INC /KS 420,335 4,493,000 5.86%
5 LEVEL FOUR ADVISORY SERVICES, LLC 416,171 4,448,000 5.80%
6 MILLENNIUM MANAGEMENT LLC 383,600 4,101,000 5.35%
7 WASATCH ADVISORS LP 267,949 2,864,000 3.74%
8 WADDELL & REED FINANCIAL INC 227,300 2,430,000 3.17%
9 C WorldWide Group Holding A/S 197,805 2,115,000 2.76%
10 BlackRock Finance, Inc. 175,466 1,875,000 2.45%
11 VANGUARD GROUP INC 157,158 1,680,000 2.19%
12 TIVERTON ASSET MANAGEMENT LLC 148,600 1,589,000 2.07%
13 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 122,602 1,311,000 1.71%
14 FORMULA GROWTH LTD 108,998 1,165,000 1.52%
15 ROYAL BANK OF CANADA 85,767 916,000 1.20%
16 Allianz Asset Management GmbH 70,550 754,000 0.98%
17 MEADOW CREEK INVESTMENT MANAGEMENT LLC 61,676 659,000 0.86%
18 HANDELSBANKEN FONDER AB 60,000 641,000 0.84%
19 Nicholas Investment Partners, LP 58,585 626,000 0.82%
20 ELKFORK PARTNERS LLC 50,792 543,000 0.71%
21 FRED ALGER MANAGEMENT, LLC 46,795 500,000 0.65%
22 NORTHERN TRUST CORP 43,969 470,000 0.61%
23 STATE STREET CORP 42,886 459,000 0.60%
24 BELLEVUE GROUP AG 40,000 428,000 0.56%
25 GLEN HARBOR CAPITAL MANAGEMENT LLC 39,908 427,000 0.56%
26 MOISAND FITZGERALD TAMAYO, LLC 9,362 358,000 0.47% PRN
27 EMERALD MUTUAL FUND ADVISERS TRUST 33,353 357,000 0.47%
28 NEUBURGH ADVISERS LLC 29,024 310,000 0.40%
29 KEYBANK NATIONAL ASSOCIATION/OH 20,916 224,000 0.29%
30 DEERFIELD MANAGEMENT COMPANY, L.P. 20,953 224,000 0.29%
31 GOLDMAN SACHS GROUP INC 20,159 215,000 0.28%
32 GEODE CAPITAL MANAGEMENT, LLC 19,252 205,000 0.27%
33 Bank of New York Mellon Corp 15,782 168,000 0.22%
34 Weiss Multi-Strategy Advisers LLC 15,000 160,000 0.21%
35 UBS Group AG 11,856 127,000 0.17%
36 EMERALD ADVISERS, LLC 10,072 108,000 0.14%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 9,900 106,000 0.14%
38 DEUTSCHE BANK AG\ 9,705 103,000 0.13%
39 MORGAN STANLEY 7,791 83,000 0.11%
40 WELLS FARGO & COMPANY/MN 6,669 71,000 0.09%
41 NEW YORK STATE COMMON RETIREMENT FUND 5,701 61,000 0.08%
42 BARCLAYS PLC 5,495 59,000 0.08%
43 TEACHERS ADVISORS, LLC 5,249 56,000 0.07%
44 FNY PARTNERS FUND LP 4,000 42,000 0.05%
45 TIAA CREF INVESTMENT MANAGEMENT LLC 3,854 41,000 0.05%
46 AMERICAN INTERNATIONAL GROUP, INC. 2,992 32,000 0.04%
47 Nationwide Fund Advisors 2,435 26,000 0.03%
48 BANK OF AMERICA CORP /DE/ 854 9,000 0.01%
49 Legal & General Group Plc 606 6,000 0.01%
50 Ameritas Investment Partners, Inc. 463 5,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.