| 1 |
ASSETMARK, INC |
23 |
1,000 |
0.00% |
|
|
| 2 |
MSI Financial Services Inc |
54 |
1,000 |
0.00% |
|
|
| 3 |
US BANCORP \DE\ |
100 |
2,000 |
0.00% |
|
|
| 4 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
120 |
3,000 |
0.00% |
|
|
| 5 |
TORONTO DOMINION BANK |
200 |
4,000 |
0.00% |
Put |
|
| 6 |
1832 Asset Management L.P. |
205 |
4,000 |
0.00% |
|
|
| 7 |
THOMPSON DAVIS & CO., INC. |
250 |
5,000 |
0.00% |
|
|
| 8 |
Turtle Creek Asset Management Inc. |
300 |
6,000 |
0.00% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
380 |
8,000 |
0.00% |
|
|
| 10 |
Tower Research Capital LLC (TRC) |
279 |
8,000 |
0.00% |
|
|
| 11 |
CITIGROUP INC |
486 |
10,000 |
0.00% |
|
|
| 12 |
Independent Portfolio Consultants, Inc. |
455 |
10,000 |
0.00% |
|
|
| 13 |
Hillsdale Investment Management Inc. |
650 |
14,000 |
0.00% |
|
|
| 14 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
785 |
17,000 |
0.00% |
|
|
| 15 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
827 |
18,000 |
0.00% |
|
|
| 16 |
WHITTIER TRUST CO |
1,000 |
22,000 |
0.00% |
|
|
| 17 |
UBS Group AG |
1,914 |
41,000 |
0.00% |
|
|
| 18 |
WHITTIER TRUST CO OF NEVADA INC |
3,000 |
65,000 |
0.00% |
|
|
| 19 |
Zurcher Kantonalbank (Zurich Cantonalbank) |
4,206 |
90,000 |
0.01% |
|
|
| 20 |
PNC FINANCIAL SERVICES GROUP, INC. |
5,000 |
108,000 |
0.01% |
|
|
| 21 |
TORONTO DOMINION BANK |
5,100 |
110,000 |
0.01% |
Call |
|
| 22 |
ENVESTNET ASSET MANAGEMENT INC |
5,343 |
115,000 |
0.01% |
|
|
| 23 |
Legal & General Group Plc |
7,300 |
157,000 |
0.01% |
|
|
| 24 |
GLENMEDE TRUST CO NA |
8,400 |
180,000 |
0.01% |
|
|
| 25 |
BANK OF AMERICA CORP /DE/ |
8,448 |
182,000 |
0.01% |
|
|
| 26 |
JPMORGAN CHASE & CO |
10,644 |
229,000 |
0.02% |
|
|
| 27 |
SHELL ASSET MANAGEMENT CO |
8,155 |
230,000 |
0.02% |
|
|
| 28 |
D. E. Shaw & Co., Inc. |
12,900 |
278,000 |
0.02% |
|
|
| 29 |
PineBridge Investments, L.P. |
9,976 |
282,000 |
0.02% |
|
|
| 30 |
Natixis Investment Managers International |
14,073 |
302,000 |
0.02% |
|
|
| 31 |
ALPINE WOODS CAPITAL INVESTORS, LLC |
14,232 |
306,000 |
0.02% |
|
|
| 32 |
SCOTIA CAPITAL INC. |
14,637 |
314,000 |
0.02% |
|
|
| 33 |
SUNTRUST BANKS INC |
15,212 |
326,000 |
0.02% |
|
|
| 34 |
WOODMONT INVESTMENT COUNSEL LLC |
15,879 |
342,000 |
0.03% |
|
|
| 35 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
16,935 |
364,000 |
0.03% |
|
|
| 36 |
CROFT-LEOMINSTER INC |
17,000 |
365,000 |
0.03% |
|
|
| 37 |
TORONTO DOMINION BANK |
31,652 |
682,000 |
0.05% |
|
|
| 38 |
GEODE CAPITAL MANAGEMENT, LLC |
32,342 |
695,000 |
0.05% |
|
|
| 39 |
CREDIT SUISSE AG/ |
34,736 |
747,000 |
0.06% |
|
|
| 40 |
Highstreet Asset Management Inc. |
38,281 |
823,000 |
0.06% |
|
|
| 41 |
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
39,000 |
838,000 |
0.06% |
|
|
| 42 |
CIBC WORLD MARKET INC. |
43,434 |
935,000 |
0.07% |
|
|
| 43 |
NEW YORK STATE COMMON RETIREMENT FUND |
43,665 |
940,000 |
0.07% |
|
|
| 44 |
GUARDIAN CAPITAL LP |
45,600 |
981,000 |
0.07% |
|
|
| 45 |
BANK OF MONTREAL /CAN/ |
50,000 |
1,076,000 |
0.08% |
Call |
|
| 46 |
Ativo Capital Management LLC |
59,000 |
1,270,000 |
0.10% |
|
|
| 47 |
Invesco Ltd. |
64,145 |
1,380,000 |
0.10% |
|
|
| 48 |
Bank of New York Mellon Corp |
68,011 |
1,465,000 |
0.11% |
|
|
| 49 |
Nicholas Investment Partners, LP |
69,068 |
1,486,000 |
0.11% |
|
|
| 50 |
DEUTSCHE BANK AG\ |
75,382 |
1,621,000 |
0.12% |
|
|
