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LPL FINL HLDGS INC COM
LPL FINL HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 148 Institutional holders with a total value of $2,774,103,567.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADVANTAGE INVESTMENT MANAGEMENT, LLC 11 0 0.00%
2 VERSANT CAPITAL MANAGEMENT, INC 13 0 0.00%
3 CUTLER GROUP LLC / CA 3,300 1,000 0.00% Put
4 BRONFMAN E.L. ROTHSCHILD, L.P. 21 1,000 0.00%
5 FIRST QUADRANT LLC/CA 18 1,000 0.00%
6 US BANCORP \DE\ 82 2,000 0.00%
7 CUTLER GROUP LLC / CA 800 2,000 0.00% Call
8 KANALY TRUST CO 92 3,000 0.00%
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 119 4,000 0.00%
10 D.A. DAVIDSON & CO. 140 4,000 0.00%
11 WealthTrust-Arizona, LLC 173 5,000 0.00%
12 CITIGROUP INC 185 6,000 0.00%
13 SEI INVESTMENTS CO 347 10,000 0.00%
14 CUTLER GROUP LLC / CA 412 12,000 0.00%
15 PNC FINANCIAL SERVICES GROUP, INC. 478 14,000 0.00%
16 ADVISOR GROUP, INC. 598 18,000 0.00%
17 WEALTHPLAN PARTNERS, LLC 666 19,952 0.00%
18 ROYAL BANK OF CANADA 785 23,000 0.00%
19 GROUP ONE TRADING LLC 800 24,000 0.00%
20 JNBA Financial Advisors 816 24,000 0.00%
21 SIGNATUREFD, LLC 816 24,000 0.00%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 919 27,000 0.00%
23 EMERALD ACQUISITION LTD. 893 27,000 0.00%
24 PANAGORA ASSET MANAGEMENT INC 1,150 34,000 0.00%
25 BANK OF MONTREAL /CAN/ 1,373 41,000 0.00%
26 MSI Financial Services Inc 1,522 46,000 0.00%
27 UBS Group AG 1,734 52,000 0.00%
28 Walleye Trading LLC 2,058 62,000 0.00%
29 IFP ADVISORS, INC 2,165 65,000 0.00%
30 Zurcher Kantonalbank (Zurich Cantonalbank) 2,227 67,000 0.00%
31 BARCLAYS PLC 2,386 72,000 0.00%
32 MALTESE CAPITAL MANAGEMENT LLC 2,500 75,000 0.00%
33 AMERICAN INTERNATIONAL GROUP, INC. 2,574 76,988 0.00%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,611 78,000 0.00%
35 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 2,769 83,000 0.00%
36 GLENMEDE TRUST CO NA 3,000 89,000 0.00%
37 METROPOLITAN LIFE INSURANCE CO/NY 3,041 91,000 0.00%
38 FIRST MERCANTILE TRUST CO 3,349 100,000 0.00%
39 Walleye Trading LLC 4,400 132,000 0.00% Put
40 INTEGRATED INVESTMENT CONSULTANTS, LLC 4,675 149,000 0.01%
41 TLP GROUP LLC 5,476 164,000 0.01%
42 VICTORY CAPITAL MANAGEMENT INC 6,302 188,000 0.01%
43 BALYASNY ASSET MANAGEMENT L.P. 7,170 214,000 0.01%
44 WFG Advisors, LP 7,197 215,000 0.01%
45 WOLVERINE TRADING LP /BD 8,193 235,000 0.01%
46 Aperio Group, LLC 7,891 236,000 0.01%
47 NISA INVESTMENT ADVISORS, LLC 8,000 239,000 0.01%
48 TEACHER RETIREMENT SYSTEM OF TEXAS 8,171 244,000 0.01%
49 IBM Retirement Fund 8,232 246,000 0.01%
50 MORGAN STANLEY 8,850 264,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.