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VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 42 Institutional holders with a total value of $235,608,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,459,775 129,044,000 54.77%
2 Kinsight, LLC 565,672 50,010,000 21.23%
3 Alerus Investment Advisors Corp 94,878 8,388,000 3.56%
4 HUNTINGTON NATIONAL BANK 75,080 6,638,000 2.82% PRN
5 LPL Financial LLC 68,190 6,243,000 2.65%
6 NORTHERN TRUST CORP 66,694 5,896,000 2.50%
7 WELLS FARGO & COMPANY/MN 36,678 3,243,000 1.38%
8 ROYAL BANK OF CANADA 30,334 2,682,000 1.14%
9 GUPTA WEALTH MANAGEMENT LLC 27,650 2,444,000 1.04%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,763 2,277,000 0.97%
11 BANK OF AMERICA CORP /DE/ 22,303 1,972,000 0.84%
12 Commonwealth Equity Services, Inc 21,710 1,919,000 0.81%
13 Bank of New York Mellon Corp 19,700 1,742,000 0.74%
14 Raymond James Financial Services Advisors, Inc. 18,064 1,597,000 0.68%
15 UBS Group AG 15,882 1,404,000 0.60%
16 1st Global Advisors, Inc. 15,771 1,394,000 0.59%
17 REGIONS FINANCIAL CORP 14,501 1,282,000 0.54%
18 Cetera Advisors LLC 10,300 913,000 0.39%
19 MORGAN STANLEY 9,922 878,000 0.37%
20 M&T BANK CORP 9,928 878,000 0.37%
21 AMERIPRISE FINANCIAL INC 8,477 749,000 0.32%
22 Virtu Financial LLC 7,760 686,000 0.29%
23 BROWN ADVISORY INC 7,065 625,000 0.27%
24 RELIANCE TRUST CO OF DELAWARE 4,410 390,000 0.17%
25 Eagle Ridge Investment Management 3,515 311,000 0.13%
26 Syntal Capital Partners, LLC 3,339 295,000 0.13%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,153 279,000 0.12%
28 MITCHELL MCLEOD PUGH & WILLIAMS INC 3,087 273,000 0.12%
29 Private Advisor Group, LLC 2,800 248,000 0.11%
30 Cambridge Investment Research Advisors, Inc. 2,731 241,000 0.10%
31 ASPIRIANT, LLC 2,498 238,000 0.10%
32 Creative Planning 2,062 182,000 0.08%
33 PNC FINANCIAL SERVICES GROUP, INC. 1,287 114,000 0.05%
34 MSI Financial Services Inc 828 73,000 0.03%
35 Brookstone Capital Management 259 23,000 0.01%
36 AMERICAN INTERNATIONAL GROUP, INC. 200 18,000 0.01%
37 SEI INVESTMENTS CO 104 9,000 0.00%
38 BANK OF MONTREAL /CAN/ 50 4,000 0.00%
39 TRUST CO OF VERMONT 29 3,000 0.00%
40 Tower Research Capital LLC (TRC) 29 3,000 0.00%
41 CAPTRUST FINANCIAL ADVISORS 1 0 0.00%
42 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.