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180 DEGREE CAP CORP
180 DEGREE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 34 Institutional holders with a total value of $14,828,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 4,244,134 6,875,000 46.36%
2 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,614,501 2,615,000 17.64%
3 NEW YORK STATE COMMON RETIREMENT FUND 1,179,178 1,887,000 12.73%
4 FINANCIAL CONSULATE, INC 1,063,380 1,723,000 11.62%
5 UBS Group AG 462,313 749,000 5.05%
6 SHUFRO ROSE & CO LLC 103,500 168,000 1.13%
7 Round Table Services, LLC 90,302 146,000 0.98%
8 Legal & General Group Plc 61,109 98,000 0.66%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,900 94,000 0.63% Call
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 52,700 84,000 0.57%
11 CITADEL ADVISORS LLC 44,500 71,000 0.48% Call
12 AMERIPRISE FINANCIAL INC 30,202 49,000 0.33%
13 COLONY GROUP LLC 20,300 33,000 0.22%
14 Camelot Portfolios, LLC 20,000 32,000 0.22%
15 GENEOS WEALTH MANAGEMENT INC. 17,550 28,000 0.19%
16 GUGGENHEIM CAPITAL LLC 17,374 28,000 0.19%
17 HighTower Advisors, LLC 17,300 28,000 0.19%
18 Cambridge Investment Research Advisors, Inc. 12,925 21,000 0.14%
19 CUTLER GROUP LLC / CA 13,703 21,000 0.14%
20 GOLDMAN SACHS GROUP INC 11,806 19,000 0.13%
21 MORGAN STANLEY 11,010 18,000 0.12%
22 BLAIR WILLIAM & CO/IL 10,000 16,000 0.11%
23 Tower Research Capital LLC (TRC) 7,294 12,000 0.08%
24 SEI INVESTMENTS CO 2,162 4,000 0.03%
25 Hartford Financial Management Inc. 2,200 3,000 0.02%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,253 2,000 0.01%
27 MOUNTAIN CAPITAL INVESTMENT ADVISORS INC. 900 1,000 0.01%
28 CITIGROUP INC 665 1,000 0.01%
29 Creative Planning 640 1,000 0.01%
30 JPMORGAN CHASE & CO 500 1,000 0.01%
31 ROYAL BANK OF CANADA 200 0 0.00%
32 WELLS FARGO & COMPANY/MN 121 0 0.00%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 0 0.00%
34 BANK OF AMERICA CORP /DE/ 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.