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MOODYS CORP
MOODYS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 471 Institutional holders with a total value of $16,967,433,846.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 0 0 0.00%
2 FIRST NATIONAL BANK SIOUX FALLS 17 1,000 0.00%
3 Cornerstone Advisors, Inc. 25 2,000 0.00%
4 PRIVATE TRUST CO NA 31 3,000 0.00%
5 WOLVERINE ASSET MANAGEMENT LLC 5 3,000 0.00% Call
6 Spectrum Management Group, LLC 48 4,000 0.00%
7 Brandywine Global Investment Management, LLC 40 4,000 0.00%
8 FineMark National Bank & Trust 42 4,000 0.00%
9 THOMPSON DAVIS & CO., INC. 42 4,000 0.00%
10 Visionary Asset Management, Inc. 44 4,000 0.00%
11 SIGNATUREFD, LLC 58 5,000 0.00%
12 NEW ENGLAND SECURITIES CORP /MA/ 59 5,000 0.00%
13 Tradewinds Capital Management, LLC 75 7,000 0.00%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 86 8,000 0.00%
15 Plante Moran Financial Advisors, LLC 88 8,000 0.00%
16 Financial Architects, Inc 115 10,000 0.00%
17 Carroll Financial Associates, Inc. 109 10,000 0.00%
18 Evercore Wealth Management, LLC 145 13,000 0.00%
19 B. Riley Wealth Advisors, Inc. 170 14,902 0.00%
20 WASHINGTON TRUST BANK 175 15,000 0.00%
21 Gemmer Asset Management LLC 199 17,000 0.00%
22 Walleye Trading LLC 200 18,000 0.00% Put
23 Ground Swell Capital, LLC 210 18,000 0.00%
24 Crosspoint Capital Strategies, LLC 200 18,000 0.00%
25 Elite Wealth Management, Inc. 200 19,000 0.00%
26 ENTERPRISE FINANCIAL SERVICES CORP 238 21,000 0.00%
27 WFG Advisors, LP 245 21,000 0.00%
28 TCI Wealth Advisors, Inc. 252 22,000 0.00%
29 Cranbrook Wealth Management, LLC 292 26,000 0.00%
30 Pinnacle Summer Investments, Inc. 300 27,000 0.00%
31 BESSEMER GROUP INC 376 33,000 0.00%
32 BRAVE ASSET MANAGEMENT INC 376 33,000 0.00%
33 TradeLink Global Equity LLC 400 35,000 0.00% SH
34 Parallax Volatility Advisers, L.P. 400 35,000 0.00% Call
35 Lombard Odier Asset Management (Switzerland) SA 413 36,000 0.00%
36 Compagnie Lombard Odier SCmA 413 36,000 0.00%
37 HANSEATIC MANAGEMENT SERVICES INC 434 38,000 0.00%
38 Mizuho Asset Management Co.,Ltd. 571 50,000 0.00%
39 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 593 52,000 0.00%
40 Estabrook Capital Management 600 52,596 0.00%
41 Tower Research Capital LLC (TRC) 772 68,000 0.00%
42 WEALTHFRONT CORP 771 69,000 0.00%
43 America First Investment Advisors, LLC 800 70,000 0.00%
44 SYNOVUS FINANCIAL CORP 800 70,000 0.00%
45 Copper Rock Capital Partners, LLC 822 72,000 0.00%
46 Lloyds Banking Group plc 834 73,000 0.00%
47 Shinko Asset Management Co., Ltd. 868 76,000 0.00%
48 Spot Trading L.L.C 900 79,000 0.00% Call
49 First Horizon Advisors, Inc. 964 85,000 0.00%
50 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,066 93,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.