Dark
Light
System
Security
MOODYS CORP
MOODYS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 532 Institutional holders with a total value of $17,840,290,866.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 0 0 0.00%
2 Crosspoint Capital Strategies, LLC 15 1,000 0.00%
3 ALPHA WINDWARD LLC 14 1,000 0.00%
4 QUADRANT CAPITAL GROUP LLC 12 1,000 0.00%
5 Tarbox Family Office, Inc. 15 1,000 0.00%
6 FIRST NATIONAL BANK SIOUX FALLS 17 2,000 0.00%
7 Sandy Spring Bank 26 3,000 0.00%
8 COUNTRY TRUST BANK 34 3,000 0.00%
9 Parkside Financial Bank & Trust 35 3,000 0.00%
10 CITY HOLDING CO 74 3,000 0.00%
11 BANK OF NOVA SCOTIA TRUST CO 35 3,000 0.00%
12 WELLS FARGO & COMPANY/MN 800 4,000 0.00% Put
13 FIRST INTERSTATE BANK 36 4,000 0.00%
14 Vident Investment Advisory, LLC 39 4,000 0.00%
15 Cornerstone Advisors, Inc. 39 4,000 0.00%
16 FARMERS & MERCHANTS INVESTMENTS INC 49 5,000 0.00%
17 THOMPSON DAVIS & CO., INC. 51 5,000 0.00%
18 SONORA INVESTMENT MANAGEMENT, LLC 57 6,000 0.00%
19 Tradewinds Capital Management, LLC 75 7,000 0.00%
20 BRUDERMAN ASSET MANAGEMENT, LLC 83 8,000 0.00%
21 GUPTA WEALTH MANAGEMENT LLC 79 8,000 0.00%
22 RATIONAL ADVISORS, INC. 90 9,000 0.00%
23 ENTERPRISE FINANCIAL SERVICES CORP 96 9,000 0.00%
24 Brookstone Capital Management 96 9,000 0.00%
25 INTEGRATED WEALTH MANAGEMENT 87 9,000 0.00%
26 Plante Moran Financial Advisors, LLC 88 9,000 0.00%
27 TD Securities (USA) LLC 100 10,000 0.00%
28 Alexandria Capital, LLC 100 10,000 0.00%
29 ASSETMARK, INC 108 11,000 0.00%
30 SEVEN EIGHT CAPITAL, LP 107 11,000 0.00%
31 Burt Wealth Advisors 125 12,000 0.00%
32 Tower Research Capital LLC (TRC) 136 13,000 0.00%
33 SIGNATUREFD, LLC 147 14,000 0.00%
34 PEOPLES FINANCIAL SERVICES CORP. 140 14,000 0.00%
35 Evercore Wealth Management, LLC 145 14,000 0.00%
36 Carroll Financial Associates, Inc. 144 14,000 0.00%
37 Bartlett & Co. LLC 150 15,000 0.00%
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 180 18,000 0.00%
39 Invictus RG Pte. Ltd. 207 20,000 0.00%
40 Gemmer Asset Management LLC 199 20,000 0.00%
41 Index Management Solutions, LLC 221 22,000 0.00%
42 MYCIO WEALTH PARTNERS, LLC 300 29,000 0.00%
43 Cranbrook Wealth Management, LLC 292 29,000 0.00%
44 JNBA Financial Advisors 310 30,000 0.00%
45 TCI Wealth Advisors, Inc. 301 30,000 0.00%
46 ZIONS BANCORPORATION 338 35,000 0.00%
47 BRAVE ASSET MANAGEMENT INC 376 37,000 0.00%
48 BESSEMER GROUP INC 439 43,000 0.00%
49 ADVANTAGE INVESTMENT MANAGEMENT, LLC 457 45,000 0.00%
50 Shinko Asset Management Co., Ltd. 531 52,000 0.00%
Page 1 of 11

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.