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ObsEva SA
ObsEva SA. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 25 Institutional holders with a total value of $152,399,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SOFINNOVA MANAGEMENT VIII, L.L.C. 3,749,623 39,034,000 25.61%
2 NEA Management Company, LLC 3,336,563 34,734,000 22.79%
3 Novo Holdings A/S 3,044,093 31,689,000 20.79%
4 ORBIMED ADVISORS LLC 2,605,531 27,124,000 17.80%
5 Rock Springs Capital Management LP 838,634 8,730,000 5.73%
6 SPHERA FUNDS MANAGEMENT LTD. 211,086 2,197,000 1.44%
7 New Leaf Venture Partners, L.L.C. 200,000 2,082,000 1.37%
8 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 97,700 1,017,000 0.67%
9 CITADEL ADVISORS LLC 90,045 937,000 0.61%
10 SECTORAL ASSET MANAGEMENT INC 75,500 786,000 0.52%
11 Alyeska Investment Group, L.P. 69,152 720,000 0.47%
12 MILLENNIUM MANAGEMENT LLC 50,984 531,000 0.35%
13 NEXTHERA CAPITAL LP 50,000 521,000 0.34%
14 NORGES BANK 50,000 520,000 0.34%
15 Spark Investment Management LLC 49,800 518,000 0.34%
16 Point72 Asset Management, L.P. 38,534 401,000 0.26%
17 DAFNA Capital Management LLC 25,000 260,000 0.17%
18 Iguana Healthcare Management, LLC 25,000 260,000 0.17%
19 Paloma Partners Management Co 12,557 131,000 0.09%
20 Baker Avenue Asset Management, LP 10,000 104,000 0.07%
21 Point72 Hong Kong Ltd 5,317 55,000 0.04%
22 Cubist Systematic Strategies, LLC 2,789 29,000 0.02%
23 Tower Research Capital LLC (TRC) 1,703 18,000 0.01%
24 Catalyst Capital Advisors LLC 85 1,000 0.00%
25 NOMURA ASSET MANAGEMENT CO LTD 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.