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MOSAIC CO NEW
MOSAIC CO NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 572 Institutional holders with a total value of $13,794,024,556.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 UMB Bank, n.a. 4,950 248,000 0.00%
102 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5,110 256,000 0.00%
103 QUANTRES ASSET MANAGEMENT Ltd 5,300 265,000 0.00%
104 Ancora Advisors LLC 5,325 266,000 0.00%
105 BANK OF NOVA SCOTIA 5,488 274,000 0.00%
106 MUFG Americas Holdings Corp 5,563 278,000 0.00%
107 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 5,576 279,000 0.00%
108 Point Windward Advisors Inc. 5,700 285,000 0.00%
109 Fiduciary Trust Co International of Pennsylvania 5,760 288,000 0.00%
110 Private Advisor Group, LLC 5,871 294,000 0.00%
111 Yellowstone Partners, LLC 5,981 299,000 0.00%
112 Thomasville National Bank 5,991 300,000 0.00%
113 JANUS HENDERSON INVESTORS US LLC 6,000 300,000 0.00%
114 B. Riley Wealth Advisors, Inc. 6,027 301,000 0.00%
115 VIRGINIA RETIREMENT SYSTEMS ET Al 6,027 301,000 0.00%
116 Alpine Global Management, LLC 6,270 314,000 0.00%
117 Virtu KCG Holdings LLC 6,400 320,000 0.00% Put
118 Constellation Investments, Inc. 6,400 320,000 0.00%
119 SUMMIT SECURITIES GROUP LLC 6,500 325,000 0.00%
120 LMR Partners LLP 6,587 329,000 0.00%
121 CLEARARC CAPITAL INC 6,714 336,000 0.00%
122 TORONTO DOMINION BANK 6,913 349,000 0.00%
123 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 7,000 350,000 0.00%
124 CONNING INC. 7,140 357,000 0.00%
125 Man Investments Ltd 7,135 357,000 0.00%
126 LS Investment Advisors, LLC 7,214 361,000 0.00%
127 AMALGAMATED BANK 7,374 369,000 0.00%
128 Moors & Cabot, Inc. 7,385 369,000 0.00%
129 M&T BANK CORP 7,590 380,000 0.00%
130 BLAIR WILLIAM & CO/IL 7,713 385,000 0.00%
131 Curbstone Financial Management Corp 7,725 386,000 0.00%
132 BLUESTEIN R H & CO LLC 7,855 393,000 0.00%
133 E. Ohman J:or Asset Management AB 7,900 395,000 0.00%
134 MOORE CAPITAL MANAGEMENT, LP 8,000 400,000 0.00%
135 CAPE COD FIVE CENTS SAVINGS BANK 8,000 400,000 0.00%
136 Stevens First Principles Investment Advisors 8,190 410,000 0.00%
137 PartnerRe Asset Management CORP 8,193 410,000 0.00%
138 Orion Porfolio Solutions, LLC 8,209 410,000 0.00%
139 CITY NATIONAL BANK 8,254 413,000 0.00%
140 Daiwa Securities Group Inc. 8,300 415,000 0.00%
141 Field & Main Bank 8,335 417,000 0.00%
142 Jump Trading, LLC 8,400 420,000 0.00% Call
143 Bank OZK 8,586 429,000 0.00%
144 ROBERTS GLORE & CO INC /IL/ 8,800 440,000 0.00%
145 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,830 441,000 0.00%
146 Marble Harbor Investment Counsel, LLC 8,900 445,000 0.00%
147 Osborn Williams & Donohoe LLC 9,182 459,000 0.00%
148 KANALY TRUST CO 9,174 459,000 0.00%
149 Paloma Partners Management Co 9,182 459,000 0.00%
150 Tradeworx Inc. 9,282 464,000 0.00%
Page 3 of 12

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.