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NUVEEN CALIFORNIA AMT QLT MU
NUVEEN CALIFORNIA AMT QLT MU. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 48 Institutional holders with a total value of $53,574,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 7 0 0.00%
2 ENVESTNET ASSET MANAGEMENT INC 11 0 0.00%
3 CITIGROUP INC 3 0 0.00%
4 NORTHERN TRUST CORP 30,827 5,000 0.01%
5 Gemmer Asset Management LLC 1,023 16,000 0.03%
6 Tradewinds Capital Management, LLC 1,375 21,000 0.04%
7 HUNTINGTON NATIONAL BANK 1,500 23,000 0.04% PRN
8 Advisory Services Network, LLC 1,926 30,000 0.06%
9 Blume Capital Management, Inc. 2,000 31,000 0.06%
10 Edge Wealth Management LLC 5,427 84,000 0.16%
11 North Star Investment Management Corp. 5,750 90,000 0.17%
12 ADVISOR GROUP, INC. 8,655 135,000 0.25%
13 Tortoise Investment Management, LLC 8,693 135,000 0.25%
14 MISSION WEALTH MANAGEMENT, LLC 10,138 158,000 0.29%
15 Pure Financial Advisors, LLC 10,187 159,000 0.30%
16 Cetera Advisor Networks LLC 10,692 168,000 0.31%
17 Cambridge Investment Research Advisors, Inc. 11,130 173,000 0.32%
18 BOSTON ADVISORS LLC 11,272 176,000 0.33%
19 AMERIPRISE FINANCIAL INC 11,623 181,000 0.34%
20 NATIONAL PLANNING CORP 11,800 184,000 0.34%
21 CETERA INVESTMENT ADVISERS 11,825 185,000 0.35%
22 FIRST TRUST ADVISORS LP 11,879 185,000 0.35%
23 Cetera Advisors LLC 11,825 185,000 0.35%
24 ALETHEA CAPITAL MANAGEMENT, LLC 13,888 216,000 0.40%
25 CIBC Private Wealth Group LLC 15,200 236,000 0.44%
26 HOLLENCREST CAPITAL MANAGEMENT 17,086 266,000 0.50%
27 Stratos Wealth Partners, LTD. 18,673 291,000 0.54%
28 SECURITY NATIONAL TRUST CO 18,764 292,000 0.55%
29 Diligent Investors, LLC 20,218 315,000 0.59%
30 IFP ADVISORS, INC 21,520 335,000 0.63%
31 Creative Planning 21,875 341,000 0.64%
32 WEDBUSH SECURITIES INC 28,446 443,000 0.83%
33 First Allied Advisory Services, Inc. 31,174 486,000 0.91%
34 WHITTIER TRUST CO 46,118 718,000 1.34%
35 RAYMOND JAMES & ASSOCIATES 64,919 1,011,000 1.89%
36 ROYAL BANK OF CANADA 88,258 1,374,000 2.56%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 92,785 1,444,000 2.70%
38 Apriem Advisors 135,474 2,109,000 3.94%
39 Leisure Capital Management 147,130 2,291,000 4.28% PRN
40 BANK OF AMERICA CORP /DE/ 159,146 2,478,000 4.63%
41 LPL Financial LLC 192,303 2,994,000 5.59%
42 Invesco Ltd. 226,414 3,525,000 6.58%
43 UBS Group AG 234,834 3,656,000 6.82%
44 WELLS FARGO & COMPANY/MN 264,035 4,111,000 7.67%
45 PACIFIC WEALTH STRATEGIES GROUP, INC. 313,299 4,878,000 9.11%
46 MORGAN STANLEY 320,512 4,990,000 9.31%
47 Advisors Asset Management, Inc. 343,723 5,348,000 9.98%
48 GUGGENHEIM CAPITAL LLC 456,456 7,102,000 13.26%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.