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PAIN THERAPEUTICS INC
PAIN THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 33 Institutional holders with a total value of $9,977,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 First Eagle Investment Management, LLC 943,238 3,886,000 38.95%
2 Nantahala Capital Management, LLC 347,050 1,440,000 14.43%
3 BVF INC/IL 325,508 1,341,000 13.44%
4 VANGUARD GROUP INC 188,055 774,000 7.76%
5 BlackRock Finance, Inc. 185,303 769,000 7.71%
6 RENAISSANCE TECHNOLOGIES LLC 64,621 268,000 2.69%
7 DIMENSIONAL FUND ADVISORS LP 59,989 247,000 2.48%
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 48,922 202,000 2.02%
9 Bank of New York Mellon Corp 41,909 174,000 1.74%
10 GEODE CAPITAL MANAGEMENT, LLC 28,219 116,000 1.16%
11 A.R.T. Advisors, LLC 24,955 102,000 1.02%
12 GABELLI FUNDS LLC 23,571 98,000 0.98%
13 D. E. Shaw & Co., Inc. 18,557 76,000 0.76%
14 GAGNON SECURITIES LLC 15,568 65,000 0.65%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 14,285 59,000 0.59%
16 NORTHERN TRUST CORP 13,836 57,000 0.57%
17 GAMCO INVESTORS, INC. ET AL 13,000 54,000 0.54%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,919 49,000 0.49%
19 PANAGORA ASSET MANAGEMENT INC 11,694 48,000 0.48%
20 Virtu KCG Holdings LLC 11,130 46,000 0.46%
21 TWO SIGMA SECURITIES, LLC 10,587 44,000 0.44%
22 BANK OF AMERICA CORP /DE/ 3,804 16,000 0.16%
23 UBS Group AG 3,813 16,000 0.16%
24 GROUP ONE TRADING LLC 2,563 11,000 0.11%
25 WELLS FARGO & COMPANY/MN 1,681 7,000 0.07%
26 Financial Architects, Inc 700 3,000 0.03%
27 DEUTSCHE BANK AG\ 811 3,000 0.03%
28 MORGAN STANLEY 680 3,000 0.03%
29 ACADIAN ASSET MANAGEMENT LLC 581 2,000 0.02%
30 ADVISOR GROUP, INC. 266 1,000 0.01%
31 TRUST CO OF VERMONT 49 0 0.00%
32 Tower Research Capital LLC (TRC) 79 0 0.00%
33 Creative Planning 48 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.