| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,000 | 1,000 | 0.00% | PRN | |
| 2 | THOMPSON DAVIS & CO., INC. | 2,000 | 2,000 | 0.00% | ||
| 3 | D.A. DAVIDSON & CO. | 3,000 | 3,000 | 0.00% | ||
| 4 | MSI Financial Services Inc | 6,000 | 7,000 | 0.00% | ||
| 5 | ROYAL BANK OF CANADA | 8,000 | 9,000 | 0.00% | PRN | |
| 6 | ADVISOR GROUP, INC. | 10 | 10,000 | 0.00% | PRN | |
| 7 | Waverly Advisors, LLC | 28,000 | 32,000 | 0.01% | PRN | |
| 8 | MORGAN STANLEY | 31,000 | 36,000 | 0.01% | PRN | |
| 9 | DEUTSCHE BANK AG\ | 33,000 | 38,000 | 0.01% | PRN | |
| 10 | STIFEL FINANCIAL CORP | 50,000 | 59,000 | 0.02% | ||
| 11 | SONORA INVESTMENT MANAGEMENT, LLC | 145,000 | 168,455 | 0.06% | ||
| 12 | WEDBUSH SECURITIES INC | 3,000 | 348,000 | 0.12% | ||
| 13 | BARCLAYS PLC | 315,000 | 365,000 | 0.13% | PRN | |
| 14 | IRON Financial LLC | 395,000 | 459,000 | 0.16% | ||
| 15 | Lombard Odier Asset Management (Switzerland) SA | 520,000 | 608,000 | 0.22% | PRN | |
| 16 | BANK OF AMERICA CORP /DE/ | 621,000 | 721,000 | 0.26% | PRN | |
| 17 | Calamos Advisors LLC | 848,000 | 988,000 | 0.35% | PRN | |
| 18 | SHENKMAN CAPITAL MANAGEMENT INC | 990,000 | 1,153,000 | 0.41% | PRN | |
| 19 | MACQUARIE GROUP LTD | 990,000 | 1,154,000 | 0.41% | PRN | |
| 20 | EMERALD ACQUISITION LTD. | 1,050,000 | 1,218,000 | 0.43% | ||
| 21 | KEYBANK NATIONAL ASSOCIATION/OH | 1,151,000 | 1,335,000 | 0.47% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 1,305,000 | 1,514,000 | 0.54% | PRN | |
| 23 | Ameritas Investment Partners, Inc. | 1,365,000 | 1,583,000 | 0.56% | PRN | |
| 24 | WELLS FARGO & COMPANY/MN | 1,386,000 | 1,607,000 | 0.57% | PRN | |
| 25 | Compagnie Lombard Odier SCmA | 1,530,000 | 1,798,000 | 0.64% | PRN | |
| 26 | LAFFER TENGLER INVESTMENTS, INC. | 1,579 | 1,841,942 | 0.65% | ||
| 27 | CREDIT SUISSE AG/ | 51,285 | 3,144,000 | 1.12% | PRN | |
| 28 | Clearbridge Investments, LLC | 3,000,000 | 3,435,000 | 1.22% | PRN | |
| 29 | CONNING INC. | 3,500,000 | 4,069,000 | 1.45% | PRN | |
| 30 | Candriam S.C.A. | 4,540 | 5,204,000 | 1.85% | PRN | |
| 31 | LORD, ABBETT & CO. LLC | 4,650,000 | 5,417,000 | 1.92% | PRN | |
| 32 | SSI INVESTMENT MANAGEMENT LLC | 5,691,000 | 6,601,000 | 2.34% | PRN | |
| 33 | MACKAY SHIELDS LLC | 6,997,000 | 8,143,000 | 2.89% | PRN | |
| 34 | THRIVENT FINANCIAL FOR LUTHERANS | 7,635,000 | 8,895,000 | 3.16% | ||
| 35 | PICTET ASSET MANAGEMENT LTD | 8,000,000 | 9,514,000 | 3.38% | ||
| 36 | ADVENT CAPITAL MANAGEMENT /DE/ | 9,180,000 | 10,706,000 | 3.80% | PRN | |
| 37 | LOOMIS SAYLES & CO L P | 248,050 | 12,390,000 | 4.40% | ||
| 38 | PRUDENTIAL PLC | 10,869,000 | 12,608,000 | 4.48% | ||
| 39 | INCOME RESEARCH & MANAGEMENT | 14,280,000 | 16,565,000 | 5.88% | PRN | |
| 40 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 16,400,000 | 19,024,000 | 6.76% | PRN | |
| 41 | Invesco Ltd. | 17,026,000 | 19,750,000 | 7.02% | PRN | |
| 42 | VICTORY CAPITAL MANAGEMENT INC | 18,243,494 | 21,163,000 | 7.52% | PRN | |
| 43 | Allianz Asset Management GmbH | 24,820,000 | 28,419,000 | 10.09% | PRN | |
| 44 | Lombard Odier Asset Management (Europe) Ltd | 26,135,000 | 30,454,000 | 10.82% | PRN | |
| 45 | ZAZOVE ASSOCIATES LLC | 33,427,000 | 38,963,000 | 13.84% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
