| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 1,000 | 1,000 | 0.00% | PRN | |
| 2 | BANK OF AMERICA CORP /DE/ | 5,000 | 5,000 | 0.02% | PRN | |
| 3 | UBS AG | 6,000 | 6,000 | 0.02% | PRN | |
| 4 | JPMORGAN CHASE & CO | 13,000 | 13,000 | 0.05% | PRN | |
| 5 | Creative Planning | 14,000 | 14,000 | 0.05% | PRN | |
| 6 | Brown Advisory Securities, LLC | 18,000 | 18,000 | 0.07% | PRN | |
| 7 | CITIGROUP INC | 26,000 | 26,000 | 0.10% | PRN | |
| 8 | MORGAN STANLEY | 83,000 | 84,000 | 0.31% | PRN | |
| 9 | ZAZOVE ASSOCIATES LLC | 555,000 | 562,000 | 2.09% | PRN | |
| 10 | CREDIT SUISSE AG/ | 602,000 | 610,000 | 2.27% | PRN | |
| 11 | BARCLAYS PLC | 670,000 | 677,000 | 2.52% | PRN | |
| 12 | MANAGED ACCOUNT ADVISORS LLC | 2,525,000 | 2,557,000 | 9.53% | PRN | |
| 13 | WELLS FARGO & COMPANY/MN | 3,503,000 | 3,546,000 | 13.21% | PRN | |
| 14 | MACKAY SHIELDS LLC | 4,434,000 | 4,489,000 | 16.73% | PRN | |
| 15 | GOLDMAN SACHS GROUP INC | 5,759,000 | 5,831,000 | 21.73% | PRN | |
| 16 | OAKTREE CAPITAL MANAGEMENT LP | 8,299,000 | 8,397,000 | 31.29% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
