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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 27 Institutional holders with a total value of $62,885,666.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 FIFTH THIRD BANCORP 200 7,000 0.01%
3 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 455 16,676 0.03%
4 SALEM INVESTMENT COUNSELORS INC 495 18,000 0.03%
5 ROYAL BANK OF CANADA 520 20,000 0.03%
6 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 600 21,990 0.03%
7 ADVISOR GROUP, INC. 600 22,000 0.03%
8 Creative Planning 610 22,000 0.03%
9 Crestwood Advisors Group, LLC 650 24,000 0.04%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 981 36,000 0.06%
11 CITIGROUP INC 2,173 80,000 0.13%
12 J.P. Morgan Private Wealth Advisors LLC 5,557 204,000 0.32%
13 SII INVESTMENTS INC/WI 6,233 228,000 0.36%
14 Concert Wealth Management Inc. 6,525 229,000 0.36%
15 WELLS FARGO & COMPANY/MN 7,176 263,000 0.42%
16 BANK HAPOALIM BM 7,394 271,000 0.43%
17 CITADEL ADVISORS LLC 8,847 324,000 0.52%
18 SOWELL FINANCIAL SERVICES LLC 10,325 382,000 0.61%
19 LPL Financial LLC 11,320 411,000 0.65%
20 SG Americas Securities, LLC 20,770 761,000 1.21%
21 HighTower Advisors, LLC 21,599 793,000 1.26%
22 WFG Advisors, LP 26,460 970,000 1.54%
23 Texas Yale Capital Corp. 27,335 1,002,000 1.59%
24 JANE STREET GROUP, LLC 29,315 1,074,000 1.71%
25 BANK OF AMERICA CORP /DE/ 60,792 2,228,000 3.54%
26 MORGAN STANLEY 238,821 8,753,000 13.92%
27 UBS Group AG 1,220,333 44,725,000 71.12%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.