Dark
Light
System
Security
ALMADEN MINERALS LTD
ALMADEN MINERALS LTD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 17 Institutional holders with a total value of $1,339,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPROTT INC. 609,079 548,000 40.93%
2 ROYAL BANK OF CANADA 359,800 324,000 24.20%
3 RAYMOND JAMES & ASSOCIATES 321,808 290,000 21.66%
4 Rathbones Group PLC 60,000 54,000 4.03%
5 Creative Planning 35,500 32,000 2.39%
6 UBS Group AG 28,140 25,000 1.87%
7 CITADEL ADVISORS LLC 27,775 25,000 1.87%
8 KEYBANK NATIONAL ASSOCIATION/OH 20,000 18,000 1.34%
9 BADGLEY PHELPS & BELL INC 10,000 9,000 0.67%
10 PNC FINANCIAL SERVICES GROUP, INC. 8,000 7,000 0.52%
11 MORGAN STANLEY 2,200 2,000 0.15%
12 CITIGROUP INC 2,000 2,000 0.15%
13 TCI Wealth Advisors, Inc. 1,500 1,000 0.07%
14 Tower Research Capital LLC (TRC) 820 1,000 0.07%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 900 1,000 0.07%
16 TORONTO DOMINION BANK 44 0 0.00%
17 SIMPLEX TRADING, LLC 500 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.