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BANCROFT FD LTD
BANCROFT FD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 30 Institutional holders with a total value of $23,491,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 106 2,000 0.01%
2 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 156 3,000 0.01%
3 BANK OF AMERICA CORP /DE/ 256 6,000 0.03%
4 ADVISOR GROUP, INC. 512 11,000 0.05%
5 BENJAMIN F. EDWARDS & COMPANY, INC. 1,107 24,000 0.10%
6 GENEOS WEALTH MANAGEMENT INC. 1,468 31,000 0.13%
7 Thomas J. Herzfeld Advisors, Inc. 1,746 38,000 0.16%
8 JACOBI CAPITAL MANAGEMENT LLC 1,844 40,000 0.17%
9 IFP ADVISORS, INC 2,201 48,000 0.20%
10 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 3,016 65,000 0.28% PRN
11 PNC FINANCIAL SERVICES GROUP, INC. 5,332 115,000 0.49%
12 Advisory Services Network, LLC 5,978 130,000 0.55%
13 Kovack Advisors, Inc. 10,105 219,000 0.93%
14 Institute for Wealth Management, LLC. 10,708 231,000 0.98%
15 SIGNATUREFD, LLC 10,746 233,000 0.99%
16 Koshinski Asset Management, Inc. 11,126 241,000 1.03%
17 ROYAL BANK OF CANADA 14,013 303,000 1.29%
18 Saba Capital Management, L.P. 15,970 345,000 1.47%
19 Curi Capital, LLC 18,140 393,000 1.67%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,855 539,000 2.29%
21 AMERIPRISE FINANCIAL INC 25,372 543,000 2.31%
22 Shaker Financial Services, LLC 26,215 568,000 2.42%
23 RAYMOND JAMES & ASSOCIATES 33,924 735,000 3.13%
24 WOLVERINE ASSET MANAGEMENT LLC 40,837 885,000 3.77%
25 WELLS FARGO & COMPANY/MN 55,181 1,196,000 5.09%
26 GABELLI & Co INVESTMENT ADVISERS, INC. 55,400 1,201,000 5.11%
27 GUGGENHEIM CAPITAL LLC 97,300 2,103,000 8.95%
28 MORGAN STANLEY 149,558 3,241,000 13.80%
29 Advisors Asset Management, Inc. 157,973 3,415,000 14.54%
30 UBS Group AG 303,954 6,587,000 28.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.