| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BARCLAYS PLC | 5,000 | 5,000 | 0.00% | PRN | |
| 2 | M&T BANK CORP | 40,000 | 40,000 | 0.02% | PRN | |
| 3 | BlackRock Fund Advisors | 50,000 | 50,000 | 0.02% | PRN | |
| 4 | MORGAN STANLEY | 51,000 | 51,000 | 0.02% | PRN | |
| 5 | CITIGROUP INC | 77,000 | 76,000 | 0.03% | PRN | |
| 6 | SEI INVESTMENTS CO | 121,000 | 120,000 | 0.05% | ||
| 7 | SUNTRUST BANKS INC | 136,000 | 135,000 | 0.06% | ||
| 8 | WELLS FARGO & COMPANY/MN | 334,000 | 322,000 | 0.14% | PRN | |
| 9 | DEUTSCHE BANK AG\ | 350,000 | 347,000 | 0.15% | PRN | |
| 10 | IRON Financial LLC | 495,000 | 496,000 | 0.21% | ||
| 11 | Oxbow Advisors, LLC | 1,575,000 | 1,575,000 | 0.67% | ||
| 12 | Bank of New York Mellon Corp | 1,650,000 | 1,642,000 | 0.70% | ||
| 13 | GOLDMAN SACHS GROUP INC | 1,823,000 | 1,810,000 | 0.78% | PRN | |
| 14 | AQR ARBITRAGE LLC | 2,150,000 | 2,143,000 | 0.92% | PRN | |
| 15 | BANK OF AMERICA CORP /DE/ | 2,400,000 | 2,384,000 | 1.02% | PRN | |
| 16 | Daiwa Securities Group Inc. | 2,500,000 | 2,490,000 | 1.07% | PRN | |
| 17 | GAM Holding AG | 2,500,000 | 2,505,000 | 1.07% | PRN | |
| 18 | PRELUDE CAPITAL MANAGEMENT, LLC | 3,050,000 | 3,040,000 | 1.30% | PRN | |
| 19 | TD ASSET MANAGEMENT INC | 4,995,000 | 4,979,000 | 2.13% | ||
| 20 | PUTNAM INVESTMENTS LLC | 6,192,000 | 6,150,000 | 2.63% | ||
| 21 | JPMORGAN CHASE & CO | 8,132,000 | 8,092,000 | 3.47% | PRN | |
| 22 | Allianz Asset Management GmbH | 8,625,000 | 8,690,000 | 3.72% | PRN | |
| 23 | Calamos Advisors LLC | 9,500,000 | 9,480,000 | 4.06% | PRN | |
| 24 | D. E. Shaw & Co., Inc. | 9,758,000 | 9,722,000 | 4.16% | PRN | |
| 25 | Pomelo Capital LLC | 11,026,000 | 10,992,000 | 4.71% | PRN | |
| 26 | CAPSTONE INVESTMENT ADVISORS, LLC | 12,500,000 | 12,460,000 | 5.34% | ||
| 27 | CREDIT SUISSE AG/ | 19,391,000 | 19,258,000 | 8.25% | PRN | |
| 28 | ADVENT CAPITAL MANAGEMENT /DE/ | 23,017,000 | 22,950,000 | 9.83% | PRN | |
| 29 | SHENKMAN CAPITAL MANAGEMENT INC | 23,541,000 | 23,467,000 | 10.05% | PRN | |
| 30 | FRANKLIN RESOURCES INC | 27,970,000 | 27,883,000 | 11.94% | PRN | |
| 31 | Invesco Ltd. | 50,440,000 | 50,093,000 | 21.46% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
