| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 45 | 0 | 0.00% | ||
| 2 | KRILOGY FINANCIAL LLC | 60 | 0 | 0.00% | ||
| 3 | UBS Group AG | 428 | 1,000 | 0.00% | ||
| 4 | WELLS FARGO & COMPANY/MN | 800 | 2,000 | 0.00% | ||
| 5 | ROYAL BANK OF CANADA | 852 | 3,000 | 0.01% | ||
| 6 | Tower Research Capital LLC (TRC) | 2,593 | 10,000 | 0.02% | ||
| 7 | Walleye Trading LLC | 3,600 | 11,000 | 0.02% | ||
| 8 | FEDERATION DES CAISSES DESJARDINS DU QUEBEC | 4,050 | 12,161 | 0.02% | ||
| 9 | BANK OF MONTREAL /CAN/ | 6,752 | 20,000 | 0.04% | ||
| 10 | CITADEL ADVISORS LLC | 10,500 | 32,000 | 0.06% | Put | |
| 11 | WOLVERINE TRADING LP /BD | 11,247 | 34,000 | 0.06% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 13,726 | 41,000 | 0.07% | ||
| 13 | CITADEL ADVISORS LLC | 14,136 | 42,000 | 0.07% | ||
| 14 | TFS CAPITAL LLC | 14,620 | 44,000 | 0.08% | ||
| 15 | CIBC WORLD MARKET INC. | 15,370 | 46,000 | 0.08% | ||
| 16 | WOLVERINE TRADING LP /BD | 15,300 | 46,000 | 0.08% | Put | |
| 17 | Virtu KCG Holdings LLC | 15,677 | 47,000 | 0.08% | ||
| 18 | SIMPLEX TRADING, LLC | 19,280 | 58,000 | 0.10% | ||
| 19 | MORGAN STANLEY | 19,500 | 59,000 | 0.11% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,379 | 64,000 | 0.11% | ||
| 21 | CUTLER GROUP LLC / CA | 37,400 | 71,000 | 0.13% | Put | |
| 22 | GROUP ONE TRADING LLC | 23,870 | 72,000 | 0.13% | ||
| 23 | ARDSLEY ADVISORY PARTNERS LP | 40,000 | 120,000 | 0.21% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 53,000 | 160,000 | 0.28% | ||
| 25 | KNOTT DAVID M | 76,300 | 230,000 | 0.41% | ||
| 26 | JPMORGAN CHASE & CO | 112,679 | 339,000 | 0.60% | ||
| 27 | RENAISSANCE TECHNOLOGIES LLC | 253,413 | 763,000 | 1.36% | ||
| 28 | SABBY MANAGEMENT, LLC | 273,010 | 819,000 | 1.46% | ||
| 29 | AlphaOne Investment Services, LLC | 550,712 | 1,653,000 | 2.94% | ||
| 30 | Rock Springs Capital Management LP | 1,200,000 | 3,612,000 | 6.43% | ||
| 31 | TAMARACK ADVISERS, LP | 1,825,000 | 5,493,000 | 9.78% | ||
| 32 | STONEPINE CAPITAL MANAGEMENT, LLC | 2,757,260 | 8,299,000 | 14.78% | ||
| 33 | CLOUGH CAPITAL PARTNERS L P | 2,958,415 | 8,905,000 | 15.86% | ||
| 34 | PUTNAM INVESTMENTS LLC | 3,438,484 | 10,315,000 | 18.37% | ||
| 35 | WESTFIELD CAPITAL MANAGEMENT CO LP | 4,894,948 | 14,734,000 | 26.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
