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CROSSROADS SYS INC COM NEW
CROSSROADS SYS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 22 Institutional holders with a total value of $4,637,179.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Focused Wealth Management, Inc 125 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 125 0 0.00%
3 ROYAL BANK OF CANADA 7 0 0.00%
4 CITIGROUP INC 200 1,000 0.02%
5 BNP PARIBAS FINANCIAL MARKETS 516 1,729 0.04%
6 MORGAN STANLEY 607 2,000 0.04%
7 BlackRock Investment Management, LLC 2,201 7,000 0.15%
8 PRELUDE CAPITAL MANAGEMENT, LLC 3,000 10,000 0.22%
9 THOMPSON DAVIS & CO., INC. 7,100 17,000 0.37%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,500 65,000 1.40%
11 First Allied Advisory Services, Inc. 21,806 74,000 1.60%
12 NORTHERN TRUST CORP 25,004 84,000 1.81%
13 BANK OF AMERICA CORP /DE/ 30,550 102,000 2.20%
14 GEODE CAPITAL MANAGEMENT, LLC 33,683 112,000 2.42%
15 STEPHENS INC /AR/ 33,865 113,000 2.44%
16 Clear Harbor Asset Management, LLC 36,627 123,000 2.65%
17 Revelation Capital Management Ltd. 37,100 124,000 2.67%
18 Highlander Capital Management, LLC 47,000 157,450 3.40%
19 UBS AG 47,515 159,000 3.43%
20 REGIONS FINANCIAL CORP 214,100 717,000 15.46%
21 VANGUARD GROUP INC 342,032 1,146,000 24.71%
22 DIKER MANAGEMENT LLC 489,169 1,622,000 34.98%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.