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EQUUS TOTAL RETURN INC
EQUUS TOTAL RETURN INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 14 Institutional holders with a total value of $1,859,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 22 0 0.00%
2 MORGAN STANLEY 180 0 0.00%
3 DEUTSCHE BANK AG\ 1 0 0.00%
4 ADVISOR GROUP, INC. 1,216 2,000 0.11%
5 UBS Group AG 2,015 4,000 0.22%
6 BANK OF AMERICA CORP /DE/ 4,542 8,000 0.43%
7 CITADEL ADVISORS LLC 13,263 24,000 1.29%
8 SHUFRO ROSE & CO LLC 17,735 32,000 1.72%
9 Kazazian Asset Management, LLC 32,573 58,000 3.12%
10 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 38,354 69,000 3.71%
11 Thomas J. Herzfeld Advisors, Inc. 61,135 109,000 5.86%
12 ROYAL BANK OF CANADA 154,784 276,000 14.85%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 220,474 392,000 21.09%
14 Bulldog Investors, LLP 497,162 885,000 47.61%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.