| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 2,000 | 2,000 | 0.00% | PRN | |
| 2 | BANK OF AMERICA CORP /DE/ | 10,000 | 9,000 | 0.01% | PRN | |
| 3 | BNP PARIBAS FINANCIAL MARKETS | 10,000 | 9,144 | 0.01% | PRN | |
| 4 | HighTower Advisors, LLC | 13,000 | 12,000 | 0.01% | PRN | |
| 5 | Creative Planning | 17,000 | 16,000 | 0.02% | PRN | |
| 6 | Raymond James Financial Services Advisors, Inc. | 17,000 | 16,000 | 0.02% | PRN | |
| 7 | Wellesley Asset Management | 31,292 | 28,847 | 0.04% | PRN | |
| 8 | MORGAN STANLEY | 43,000 | 39,000 | 0.05% | PRN | |
| 9 | D.A. DAVIDSON & CO. | 51,000 | 46,000 | 0.06% | ||
| 10 | ADVISOR GROUP, INC. | 56 | 51,000 | 0.06% | PRN | |
| 11 | DEUTSCHE BANK AG\ | 257,000 | 234,000 | 0.29% | PRN | |
| 12 | Investors Capital Advisory Services | 301,000 | 274,000 | 0.34% | ||
| 13 | Man Investments (CH) AG | 900,000 | 824,000 | 1.03% | PRN | |
| 14 | CREDIT SUISSE AG/ | 45,613 | 1,021,000 | 1.28% | PRN | |
| 15 | Bank of New York Mellon Corp | 1,500,000 | 1,366,000 | 1.71% | ||
| 16 | PROSPECTOR PARTNERS LLC | 1,950,000 | 1,783,000 | 2.23% | PRN | |
| 17 | PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE | 2,000,000 | 1,830,000 | 2.29% | PRN | |
| 18 | Mohican Financial Management, LLC | 3,000,000 | 2,743,000 | 3.43% | ||
| 19 | SSI INVESTMENT MANAGEMENT LLC | 4,508,000 | 4,122,000 | 5.15% | PRN | |
| 20 | Neuberger Berman Group LLC | 5,308,000 | 4,854,000 | 6.07% | PRN | |
| 21 | Calamos Advisors LLC | 6,000,000 | 5,494,000 | 6.87% | PRN | |
| 22 | Indaba Capital Management, L.P. | 13,500,000 | 12,365,000 | 15.45% | PRN | |
| 23 | WELLS FARGO & COMPANY/MN | 13,649,000 | 12,609,000 | 15.76% | PRN | |
| 24 | OAKTREE CAPITAL MANAGEMENT LP | 16,359,000 | 15,001,000 | 18.74% | PRN | |
| 25 | CITADEL ADVISORS LLC | 16,500,000 | 15,279,000 | 19.09% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
